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Financial Conduct Authority warns alternative asset managers of Enforcement Action in the event of investor harm

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Published on: 14 September 2022
Published by a LexisNexis Financial Services expert

Table of contents

  • Original News
  • Putting consumers’ needs first
  • Strengthening the UK’s position in global wholesale markets
  • ESG

Article summary

Financial Services analysis: Leonard Ng, partner at Sidley Austin LLP, examines the UK Financial Conduct Authority (FCA)’s Dear CEO letter to alternative asset managers which sets out the FCA’s alternatives supervisory strategy.

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Jurisdiction(s):
United Kingdom

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