About Risk & Compliance
Lexis+ Risk & Compliance is an online practical guidance product for in-house legal and compliance teams dealing with the ever-increasing and ever-shifting burden of risk and compliance.
Risk management guides
Each guide identifies five key priorities for the area of risk, and gives a heads-up on why each is a priority area. The priority is explained in further detail, with a series of mini-checklists and action points.
Competition & antitrust law compliance
Having a clear understanding of the nature of competition law compliance and the associated risks/challenges for businesses is the first step to setting effective compliance arrangements. We help organisations with this.
GDPR compliance
Practical guidance tools, registers, training aids and other templates to help you comply with data protection law and manage privacy risks
Regulation
Helping in-house counsel, privacy and compliance professionals manage the regulatory burden. GDPR, BA, MLR and plenty more, we've got it covered.
Topics We Cover
Latest Risk & Compliance News
The City of London Police has obtained an INTERPOL Silver Notice to trace and recover assets belonging to Anthony Constantinou, former head of Capital...
This week's edition of Risk & Compliance weekly highlights includes: OFSI’s proposed reforms to streamline financial sanctions enforcement, an...
Corporate Crime analysis: Christopher Gribbin, managing associate, and Molly Vann from the White Collar Crime & Investigations team at Mishcon de Reya...
Law360, London: Plans to reform the UK's fight against dirty money promise to cut red tape and strengthen ties between enforcement bodies, but lawyers...
MLex: Bennett Verby, an accounting firm in the north of England, faces a trial in September 2027 over allegations that it failed to prevent tax...
Latest Risk & Compliance Practice Notes
The risks of cryptoassets from a financial crime, money laundering and terrorist financing perspective [Archived]ARCHIVED: This Practice Note...
Coronavirus (COVID-19)—managing the workplace 19 July to 29 November 2021 [Archived]UPDATE (30/11/21): The Prime Minister announced on 27 November...
Coronavirus (COVID-19)—managing the workplace 30 November 2021 to 23 February 2022 [Archived]UPDATE (22/2/22): As announced by the Prime Minister on...
Living with coronavirus (COVID-19) in the workplace from 24 February 2022 [Archived]ARCHIVED: This archived Practice Note provides an overview of the...
Proceeds of Crime Act 2002—information sharing in the regulated sector—superSARsThis Practice Note explains the provisions of the Proceeds of Crime...
Latest Risk & Compliance Precedents
Modern slavery—contract clauses1DefinitionsModern Slavery Policy•means the Customer’s anti-slavery and human trafficking policy as set out in Schedule...
Information and cybersecurity—supplier questionnaire1Background informationName of[ prospective] supplier[To be completed by customer]Address[To be...
Website privacy policyFORTHCOMING CHANGE: On 19 June 2025, the Data (Use and Access) Bill received Royal Assent, becoming the Data (Use and...
Cookie policyFORTHCOMING CHANGE: On 19 June 2025, the Data (Use and Access) Bill received Royal Assent, becoming the Data (Use and Access) Act 2025...
CDD customer risk assessmentThis CDD customer risk assessment is intended to reflect risks identified in the anti-money laundering (AML),...
Latest Risk & Compliance Q&As
Featured Risk & Compliance content
Can I charge a fee for dealing with a data subject access request?
How to plan and conduct an internal investigation
How to plan and conduct an internal investigationAn internal investigation is a legal process undertaken by an organisation (with or without outside...
Can a limited company make a subject access request? Can a director of a limited company ask for recordings of calls with us? If yes, what personal data must we provide?
Anti-bribery and corruption—post-training assessment answers
Anti-bribery and corruption—post-training assessment answersQuestionCorrect answer1. How many new offences does the Bribery Act 2010 create? (b)...
Who can certify identification documents (passports, driving licences, utility bills, etc)?
Money Laundering Regulations 2017—scope and application
Money Laundering Regulations 2017—scope and applicationThis Practice Note sets out the scope and application of the Money Laundering, Terrorist...
Money Laundering Regulations 2017—nominated officer
Money Laundering Regulations 2017—nominated officerThis Practice Note sets out when organisations must appoint a nominated officer (sometimes referred...
Sanctions regime—Russia
Sanctions regime—RussiaThe Russia (Sanctions) (EU Exit) Regulations 2019, SI 2019/855, made under the Sanctions and Anti-Money Laundering Act 2018...
How to manage legal risk
How to manage legal riskIt is often said that running a business means taking risks and that the biggest risk an entrepreneur can take is not to think...
Contract management risk management guide
Contract management risk management guideWhy you need to manage this riskContract management is often seen by the business as an activity which is...
Competition law compliance—post-training assessment answers
Competition law compliance—post-training assessment answersQuestionCorrect answer1. Competition law protects business and consumers from...
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyers
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
Anti-bribery and corruption—post-training assessment questions
Anti-bribery and corruption—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
How to create a legal risk register
How to create a legal risk registerThis Practice Note is intended for in-house lawyers. It explains how to create a legal risk register, a tool that...
Tipping-off and prejudicing an investigation
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
Confidentiality risk management guide
Confidentiality risk management guideWhy you need to manage this riskConfidential information is one of the most valuable assets of any business....
Records retention schedule
Records retention schedule1Introduction1.1This Record retention schedule accompanies and is incorporated into [insert organisation’s name]’s Records...
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businesses
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businessesThe Money...
Associated legal terms
Administration (HMRC)
A statement of administration standards, with principles and checklist, is promoted by the organisation ‘Raising Standards of Pensions Administration’
Flexicurity
EU jargon for the aim of balancing employment security with the need to be able to sack people to allow employment competitiveness
Town and Village Green
Land used by local people for lawful sports and pastimes ‘as of right’ (ie without permission, force or secrecy) for at least 20 years. TVGs may restrict or prevent development and it is a criminal offence to disturb or interfere with the use or enjoyment of a TVG.
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