About Risk & Compliance
Lexis+ Risk & Compliance is an online practical guidance product for in-house legal and compliance teams dealing with the ever-increasing and ever-shifting burden of risk and compliance.
Risk management guides
Each guide identifies five key priorities for the area of risk, and gives a heads-up on why each is a priority area. The priority is explained in further detail, with a series of mini-checklists and action points.
Competition & antitrust law compliance
Having a clear understanding of the nature of competition law compliance and the associated risks/challenges for businesses is the first step to setting effective compliance arrangements. We help organisations with this.
GDPR compliance
Practical guidance tools, registers, training aids and other templates to help you comply with data protection law and manage privacy risks
Regulation
Helping in-house counsel, privacy and compliance professionals manage the regulatory burden. GDPR, BA, MLR and plenty more, we've got it covered.
Topics We Cover
Latest Risk & Compliance News
Law360, London: On 15 May 2025, the UK government published the conclusions of its cross-government review of UK sanctions implementation and...
The Office of Financial Sanctions Implementation (OFSI) has announced amendments to two general licences. The changes affect Licence INT/2025/5635700...
Law360, London: A sanctioned company director was convicted in a criminal court in London on 25 June 2025 of failing to adequately respond to a...
The Foreign, Commonwealth & Development Office (FCDO) has published new guides on UK Russia sanctions compliance for non-UK businesses operating...
The Office of Financial Sanctions Implementation (OFSI) has published guidance establishing a new confidential reporting process for suspected UK...
Latest Risk & Compliance Practice Notes
Use of confidential information in civil proceedingsThis Practice Note looks at the status and use of confidential information in civil proceedings...
Failure to prevent facilitation of tax evasion—top-level commitmentThe Criminal Finances Act 2017 (CFA 2017) introduced a corporate offence of failure...
Data (Use and Access) Act 2025—compliance implicationsThe Data (Use and Access) Act (DUAA 2025) received Royal Assent on 19 June 2025. It amends parts...
How to handle data subject requestsThis Practice Note is intended for private sector commercial organisations in the UK. It provides practical...
How to manage data protection complianceThis Practice Note is intended for commercial organisations based in the UK. It summarises key features of the...
Latest Risk & Compliance Precedents
Financial sanctions breach report formPlease supply as much information as possible about this suspected breach.If you require any help to complete...
Notice to data subject—right to restriction of processing—lifting restriction[Name of data subject][Address of data subject][Date of this notice]Dear...
Response to data subject request—all rights—requesting identity information or confirming authority[Name of individual making request][Address of...
Response to data subject request—right to restriction of processing—able to comply with request[Name of individual making request][Address of...
Data protection board briefingDate: [insert date]1IntroductionAs our [senior management team OR board], it is important for you to understand how data...
Latest Risk & Compliance Q&As
Featured Risk & Compliance content
Can I charge a fee for dealing with a data subject access request?
How to plan and conduct an internal investigation
How to plan and conduct an internal investigationAn internal investigation is a legal process undertaken by an organisation (with or without outside...
Can a limited company make a subject access request? Can a director of a limited company ask for recordings of calls with us? If yes, what personal data must we provide?
Anti-bribery and corruption—post-training assessment answers
Anti-bribery and corruption—post-training assessment answersQuestionCorrect answer1. How many new offences does the Bribery Act 2010 create? (b)...
Who can certify identification documents (passports, driving licences, utility bills, etc)?
Money Laundering Regulations 2017—scope and application
Money Laundering Regulations 2017—scope and applicationThis Practice Note sets out the scope and application of the Money Laundering, Terrorist...
Money Laundering Regulations 2017—nominated officer
Money Laundering Regulations 2017—nominated officerThis Practice Note sets out when organisations must appoint a nominated officer (sometimes referred...
Sanctions regime—Russia
Sanctions regime—RussiaThe Russia (Sanctions) (EU Exit) Regulations 2019, SI 2019/855, made under the Sanctions and Anti-Money Laundering Act 2018...
How to manage legal risk
How to manage legal riskIt is often said that running a business means taking risks and that the biggest risk an entrepreneur can take is not to think...
Contract management risk management guide
Contract management risk management guideWhy you need to manage this riskContract management is often seen by the business as an activity which is...
Competition law compliance—post-training assessment answers
Competition law compliance—post-training assessment answersQuestionCorrect answer1. Competition law protects business and consumers from...
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyers
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
Anti-bribery and corruption—post-training assessment questions
Anti-bribery and corruption—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
How to create a legal risk register
How to create a legal risk registerThis Practice Note is intended for in-house lawyers. It explains how to create a legal risk register, a tool that...
Tipping-off and prejudicing an investigation
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
Confidentiality risk management guide
Confidentiality risk management guideWhy you need to manage this riskConfidential information is one of the most valuable assets of any business....
Records retention schedule
Records retention schedule1Introduction1.1This Record retention schedule accompanies and is incorporated into [insert organisation’s name]’s Records...
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businesses
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businessesThe Money...
Associated legal terms
Fixed Mobile Integration
The merging of fixed and mobile services into an integrated service whereby the customer will be offered both fixed and mobile services and will receive one bill and/or receive and make calls using one terminal.
Named sub-contractor
A sub-contractor who is named by the employer in the specification or employer's requirements. The contractor bears the risk of the named sub-contractor's procurement and design (in contrast with the position in relation to nominated sub-contractors).
Number portability prefix codes
Codes allocated from the Numbering Scheme used for internal routing of ported numbers, ie a prefix is attached to the dialled number which specifies the exchange (communications provider) to which a number has been ported.
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