Q&As

View Risk & Compliance by content type:

Latest Risk & Compliance News

Featured Risk & Compliance content

Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
Read More >
Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
Read More >
9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
Read More >
9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
Read More >
9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
Read More >
9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
Read More >
9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
Read More >
9th Nov
Practice notes
This Practice Note sets out when organisations must appoint a nominated officer, the duties of the nominated officer and practical steps nominated...
Read More >
9th Nov

Most recent Q&As content

Q&As
Only lawyers qualified in an EU Member State are able to practise EU law or argue before EU tribunals such as the Court of Justice of the European...
Read More >
8th Apr
Q&As
This Q&A reflects the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017), SI 2017/692,...
Read More >
6th Apr
Q&As
The Q&A: When a solicitor instructs counsel to appear at a hearing and advise generally in respect of a matter, should the barrister be considered a...
Read More >
29th Mar
Q&As
See Practice Note: Privacy notices—information requirements which sets out information requirements that are contained at various places in the...
Read More >
29th Mar
Q&As
Article 37 of Retained Retained Regulation (EU) 2016/679, UK General Data Protection Regulation (UK GDPR) requires a data controller or processor to...
Read More >
29th Mar
Q&As
Practice Note: Data protection impact assessments—DPIAs sets out when a DPIA is required.DPIA requiredA DPIA is compulsory in the case of:•a...
Read More >
29th Mar
Q&As
There are two issues to consider:•territorial scope•the definition of personal dataTerritorial scopeSee Practice Note: The General Data Protection...
Read More >
29th Mar
Q&As
Practice Note: Privacy notices—information requirements sets out the information you have to provide to data subjects when you collect or receive...
Read More >
29th Mar
Q&As
Under Article 37 of the General Data Protection Regulation, Regulation (EU) 2016/679 (the GDPR), companies have to appoint a data protection officer...
Read More >
Produced in partnership with Alex Dittel 29th Mar
Q&As
Whether you need consent to process the personal data of existing and future clients depends what data you are processing, why and how.Processing...
Read More >
29th Mar
Q&As
If you hold personal data of former clients, then you will be processing it for the purposes of the General Data Protection Regulation, Regulation...
Read More >
29th Mar
Q&As
The General Data Protection Regulation (GDPR) contains extensive information requirements. See Practice Note: Privacy notices—information requirements...
Read More >
29th Mar
Q&As
There is no specific requirement to have a general client-facing privacy policy and a separate website privacy policy. You should, however, satisfy...
Read More >
29th Mar
Q&As
Personal data that is subject to a duty of client confidentiality or contained within communications that are considered to be legally privileged may...
Read More >
Produced in partnership with Peter Steel of Augury Consulting Limited 24th Mar
Q&As
This Q&A draws on the Information Commissioner’s Office’s (ICO’s) guidance on business-to-business marketing, which may or may not be relevant...
Read More >
Produced in partnership with Peter Steel of Bevan Brittan 24th Mar
Q&As
Article 17 of Retained Retained Regulation (EU) 2016/679, UK General Data Protection Regulation (UK GDPR) grants data subjects the right to have their...
Read More >
24th Mar
Q&As
The General Data Protection Regulation, Regulation (EU) 2016/679 (GDPR) provides for enhanced rights for data subjects, including providing rights of...
Read More >
24th Mar
Q&As
The General Data Protection Regulation (GDPR) provides for enhanced rights for data subjects, including providing rights of access, rectification,...
Read More >
24th Mar
Q&As
Practice Note: Handling data subject requests explains that you do not have to comply with a data subject access request if doing so means disclosing...
Read More >
24th Mar
Q&As
The General Data Protection Regulation provides for enhanced rights for data subjects including providing rights of rectification, erasure and...
Read More >
24th Mar

Popular documents