Keeping up to date

View Risk & Compliance by content type:

Latest Risk & Compliance News

Featured Risk & Compliance content

Practice notes
Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation...
Read More >
Produced in partnership with Michael Potts of PCB Byrne 19th May
Practice notes
Conflicts of interest, confidentiality and disclosure 2019—in-house lawyersThe SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors)...
Read More >
19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
Read More >
Produced in partnership with Adam Cygan of University of Leicester 19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
Read More >
19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
Read More >
19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
Read More >
Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Practice notes
Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
Read More >
19th May
Practice notes
Proceeds of Crime Act 2002—key information for businessesThe Proceeds of Crime Act 2002 (POCA 2002) came into force on 24 February 2003. It applies to...
Read More >
19th May
Practice notes
Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
Read More >
19th May
Practice notes
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
Read More >
19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
Read More >
19th May
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
Read More >
Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
Read More >
19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
Read More >
19th May
Practice notes
Getting the Deal Through: Merger Control 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria;...
Read More >
19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
Read More >
19th May

Most recent Keeping up to date content

Practice notes
What’s new and what’s changed in 2021—Risk & ComplianceThis Practice Note keeps you informed, on a month-by-month basis, about amended existing...
Read More >
29th Jul
Practice notes
Coronavirus (COVID-19)—managing the workplace from 19 July 2021This Practice Note reflects the position under Step 4 of the roadmap out of lockdown...
Read More >
29th Jul
Practice notes
Development of sanctions regime in the UK during the Brexit transition period [Archived]ARCHIVED: This Practice Note has been archived and is not...
Read More >
29th Jul
Practice notes
Coronavirus (COVID-19)—testing and vaccination issues for employersSTOP PRESS (22/7/21): Provisions have been made to amend the Health Protection...
Read More >
29th Jul
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
Read More >
Produced in partnership with Dr. Kieran Laird of Gowling WLG 28th Jul
Practice notes
Brexit—cybersecurityThis Practice Note explores the effect of Brexit on UK cybersecurity with a particular focus on the network and information...
Read More >
27th Jul
Practice notes
Brexit timelineOn 23 June 2016, the UK held a referendum on its membership of the EU, with a majority voting in favour of the UK leaving the EU. On 29...
Read More >
26th Jul
Precedents
Message to staff on the importance of cybersecurity in a pandemic situation (eg coronavirus (COVID-19))The issueUnfortunately, during a pandemic...
Read More >
26th Jul
Practice notes
Pandemic management—information and cybersecurity—challenges and practical responsesPandemics are exceptional events which present organisations with...
Read More >
26th Jul
Precedents
COVID-19 risk assessment—worked example1. Risk assessment detailsCompany name[Insert name]Type of workplace/premises[Insert, eg Open-plan office...
Read More >
26th Jul
Precedents
Pandemic action plan1Pandemic management team and strategyAction pointOwnerStatus and commentsIdentify a person to lead the Pandemic management team...
Read More >
26th Jul
Precedents
Pandemic management strategy1Introduction1.1According to the World Health Organisation (WHO), a pandemic is the worldwide spread of a new disease. A...
Read More >
26th Jul
Practice notes
Brexit—implications for data protectionThis Practice Note discusses the impact of Brexit on the general processing of personal data under the General...
Read More >
25th Jul
Practice notes
The Data Protection Act 2018The Data Protection Act 2018 (DPA 2018) came into force on 25 May 2018. As first enacted it introduced four distinct data...
Read More >
25th Jul
Practice notes
Coronavirus (COVID-19)—employment data protection issuesFrom IP completion day (11pm on 31 December 2020), Regulation (EU) 2016/679, General Data...
Read More >
23rd Jul
Precedents
Policy—Coronavirus (COVID-19) workplace safetyUPDATE (15/7/21): The Department for Business, Energy and Industrial Strategy (BEIS) published Working...
Read More >
23rd Jul
Precedents
Coronavirus (COVID-19) safety—policy schedule—offices and contact centresUPDATE (15/7/21): The Department for Business, Energy and Industrial Strategy...
Read More >
23rd Jul
Precedents
Policy—Coronavirus (COVID-19) testing1Introduction1.1This policy sets out the Company’s approach to testing staff for coronavirus (COVID-19). It...
Read More >
23rd Jul
Practice notes
Coronavirus (COVID-19)—safe working in an office environment before 19 July 2021 [Archived]ARCHIVED: This Practice Note has been archived and is not...
Read More >
Produced in partnership with Melanie O'Brien of DG Legal 23rd Jul
Practice notes
Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
Read More >
23rd Jul

Popular documents