Professional conduct and regulation

Ensure your practice adheres to the highest standards with guidance on professional conduct and regulation. Gain insights into maintaining integrity, avoiding pitfalls, and understanding the frameworks that govern legal professionals. Stay informed about obligations, ethical considerations, and compliance to confidently navigate the legal landscape. Equip yourself with the knowledge to uphold the law’s rigorous demands.

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Latest Risk & Compliance News

OFSI amends General Licence INT/2023/3749168

Employment Rights Bill—details of four consultations published

The following Employment news provides comprehensive and up to date legal information on Employment Rights Bill—details of four consultations published

OFSI updates UK Financial Sanctions FAQs

HM Treasury updates money laundering advisory notice following FATF changes

Featured Risk & Compliance content

Can I charge a fee for dealing with a data subject access request?

Can I charge a fee for dealing with a data subject access request?The General Data Protection Regulation (GDPR) provides for enhanced rights for data...

How to plan and conduct an internal investigation

How to plan and conduct an internal investigationAn internal investigation is a legal process undertaken by an organisation (with or without outside...

Can a limited company make a subject access request? Can a director of a limited company ask for recordings of calls with us? If yes, what personal data must we provide?

Can a limited company make a subject access request? Can a director of a limited company ask for recordings of calls with us? If yes, what personal...

Anti-bribery and corruption—post-training assessment answers

Anti-bribery and corruption—post-training assessment answersQuestionCorrect answer1. How many new offences does the Bribery Act 2010 create? (b)...

Practice notes

Money Laundering Regulations 2017—nominated officer

Money Laundering Regulations 2017—nominated officerThis Practice Note sets out when organisations must appoint a nominated officer (sometimes referred...

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30th May

In-house

Practice notes

Sanctions regime—Russia

Sanctions regime—RussiaThe Russia (Sanctions) (EU Exit) Regulations 2019, SI 2019/855, made under the Sanctions and Anti-Money Laundering Act 2018...

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2nd Jun

International sanctions

Practice notes

How to manage legal risk

How to manage legal riskIt is often said that running a business means taking risks and that the biggest risk an entrepreneur can take is not to think...

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Produced in partnership with Elizabeth Bourlet

13th Oct

Practice notes

Contract management risk management guide

Contract management risk management guideWhy you need to manage this riskContract management is often seen by the business as an activity which is...

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Produced in partnership with Elizabeth Bourlet

13th Oct

In-house

Q&As

Refusing a data subject request—what is ‘manifestly unfounded or excessive’?

Refusing a data subject request—what is ‘manifestly unfounded or excessive’?The General Data Protection Regulation (GDPR) provides for enhanced rights...

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30th May

Practice notes

Dawn raid—who can raid my organisation and why?

Dawn raid—who can raid my organisation and why?The UK Government has legislated to permit a number of UK authorities to obtain search warrants to...

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Produced in partnership with Michael Potts and Arozo Gajia of PCB Byrne

30th May

In-house