SRA regulation of in-house lawyers

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Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Practice notes
This Practice Note sets out when organisations must appoint a nominated officer, the duties of the nominated officer and practical steps nominated...
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9th Nov

Most recent SRA regulation of in-house lawyers content

Practice notes
The SRA Standards and Regulations 2019, in force from 25 November 2019, introduce a new method of practising: the freelance solicitor.This Practice...
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5th May
Practice notes
Less than five years since the SRA Handbook 2011 came into force in October 2011 (and sixteen versions later), the SRA published a consultation paper...
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5th May
Practice notes
Less than five years since the SRA Handbook 2011 came into force in October 2011 (and sixteen versions later), the SRA published a consultation paper...
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5th May
Practice notes
At the end of September 2017, the SRA launched a further consultation as part of its ‘Looking to the Future’ reforms of the SRA Handbook. The...
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5th May
Practice notes
In June 2016, the SRA launched plans to 'radically' simplify the SRA Handbook. It published two initial consultation papers:•Looking to the future:...
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5th May
Practice notes
The Solicitors Regulation Authority (SRA) has a published enforcement strategy setting out its approach to enforcement, assessing the seriousness of...
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5th May
Practice notes
The SRA Accounts Rules are due for an overhaul. Following two earlier reviews, the SRA made changes to the rules in 2015 and 2016, focusing mainly on...
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5th May
Practice notes
This Practice Note provides guidance for in-house solicitors on their breach reporting obligations under the SRA Standards and Regulations, in force...
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9th Apr
Practice notes
The Solicitors Regulation Authority (SRA) has wanted to restructure the way it regulates solicitors and law firms for a long time. From June 2016...
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9th Apr
Practice notes
This Practice Note provides an overview of the SRA Handbook 2011 (the Handbook), focusing on the obligations imposed on in-house lawyers. For further...
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9th Apr
Practice notes
At 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation period, entered into following the UK’s withdrawal from the EU, came to an...
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1st Apr
Practice notes
The Solicitors Regulation Authority (SRA) operates a registration regime for foreign lawyers. Once registered, a registered foreign lawyer (RFL) is...
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31st Mar
Practice notes
This Practice Note provides guidance for in-house solicitors on the SRA Code of Conduct for Solicitors, RELs and RFLs, contained in the SRA Standards...
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23rd Mar
Practice notes
This Practice Note reflects advice issued by the SRA and Law Society on the impact of the coronavirus (COVID-19) on a range of commercial and...
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10th Mar
Practice notes
The way the Solicitors Regulation Authority (SRA) regulates the solicitors’ profession has been evolving since its inception—from a prescriptive...
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8th Mar
Practice notes
The SRA Standards and Regulations set out the standards and requirements that individual solicitors, RELs, RFLs and firms regulated by the Solicitors...
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8th Mar
Practice notes
The SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors) forms part of the SRA Standards and Regulations, in force from 25 November...
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26th Feb

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