Risk management

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Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Practice notes
This Practice Note sets out when organisations must appoint a nominated officer, the duties of the nominated officer and practical steps nominated...
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9th Nov

Most recent Risk management content

Practice notes
Why you need to manage this riskArticle 102 of the Treaty on the Functioning of the European Union (and the UK national equivalent, Chapter II of the...
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Produced in partnership with Andrij Jurkiw of Womble Bond Dickinson 25th Nov
Practice notes
Why you need to manage this riskArticle 101 of the Treaty on the Functioning of the European Union (TFEU) (and its UK national equivalent—Chapter I of...
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Produced in partnership with Andrij Jurkiw of Womble Bond Dickinson 25th Nov
Practice notes
Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State, but it has entered an implementation period during which it...
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19th Nov
Practice notes
The extent of the restrictions imposed by regulators or government will largely dictate the nature of the risks that you need to manage for your...
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Produced in partnership with Elizabeth Bourlet 18th Nov
Practice notes
Brexit: This Practice Note has been updated to reflect the position as of 1 January 2021. Note that retained EU law and Brexit SIs referred to in this...
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10th Nov
Practice notes
This Practice Note considers exclusion and limitation of liability in business-to-business (B2B) contracts. It provides guidance on the common law and...
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4th Nov
Precedents
This Precedent claims register can be used to keep a record of any ongoing claims against the business and keep track of your litigation risks. You...
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19th Oct
Precedents
1Introduction1.1This Decision-making guide (the Guide) sets out our organisation’s approach to decision making and covers:1.1.1why we have implemented...
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16th Oct
Precedents
This Precedent Decision scorecard (also known as a decision matrix) can be used to evaluate the alternative decision options you have identified...
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15th Oct
Precedents
This Precedent Organisational decision levels framework can be used for establishing decision making authority in each area of your organisation. This...
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15th Oct
Precedents
1Your detailsName[insert name]Role[insert role]Department[insert department]Date[insert date]2Decision detailsWhat do we need to make a decision...
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15th Oct
Precedents
This Decision-making framework should be used in conjunction with our Decision-making guide which sets out our organisation’s approach to decision...
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15th Oct
Precedents

This flowchart illustrates the nine key stages in a decision making process and

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15th Oct
Practice notes
Hundreds of decisions are made every day that are taken effectively and implemented well. But there are also decisions made that may seem confused,...
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15th Oct
Practice notes
Lawyers generally have a reputation among business people for being risk averse. In-house lawyers cannot be excessively risk averse—they have to...
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15th Oct
Practice notes
Why you need to manage this riskKey business assets are the organisation’s assets which are essential to its continued function and whose loss would...
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Produced in partnership with Elizabeth Bourlet 13th Oct
Practice notes
Why you need to manage this riskThe outbreak of coronavirus (COVID-19) in early 2020 could be the most significant event to impact the world economy...
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Produced in partnership with Elizabeth Bourlet 13th Oct
Precedents
Please click for the Precedent risk register.Please note that this register has been prepared in Excel and it therefore cannot be downloaded to...
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6th Oct
Q&As
The BCP is an important part of the overall risk management framework for any firm. It helps ensure the business is able to survive a critical event...
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28th Sep
Precedents
This Precedent Compliance breach register is designed to help you keep a record of compliance breaches in your organisation. The register forms part...
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28th Sep

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