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Practice notes
Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation...
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Produced in partnership with Michael Potts of PCB Byrne 19th May
Practice notes
Conflicts of interest, confidentiality and disclosure 2019—in-house lawyersThe SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors)...
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19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Practice notes
Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
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19th May
Practice notes
Proceeds of Crime Act 2002—key information for businessesThe Proceeds of Crime Act 2002 (POCA 2002) came into force on 24 February 2003. It applies to...
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19th May
Practice notes
Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
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19th May
Practice notes
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
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19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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19th May
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
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19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes
Getting the Deal Through: Merger Control 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria;...
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19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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19th May

Most recent Risk management guides content

Practice notes
Brexit risk management guide [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.Why you need to manage this riskThis risk...
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Produced in partnership with Chris Bryant of Bryan Cave Leighton Paisner 26th Aug
Practice notes
Tax evasion facilitation risk management guideWhy you need to manage this riskThe Criminal Finances Act 2017 (CFA 2017) received royal assent on 27...
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13th Aug
Practice notes
Corporate governance risk management guideWhy you need to manage this riskThe purpose of corporate governance is to help build an environment of...
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Produced in partnership with Sarah Hillary of BDO and Charles Portsmouth of BDO 13th Aug
Practice notes
Procurement risk management guideWhy you need to manage this riskAll organisations need to buy ‘stuff’. Office supplies, raw materials, key IT...
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Produced in partnership with Elizabeth Bourlet 13th Aug
Practice notes
Standard terms and conditions of sale risk management guideThis risk management guide is intended for commercial organisations in the UK. It...
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Produced in partnership with Elizabeth Bourlet 13th Aug
Practice notes
Competition law risk management guide—non-dominant companiesWhy you need to manage this riskArticle 101 of the Treaty on the Functioning of the...
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Produced in partnership with Andrij Jurkiw of Womble Bond Dickinson 13th Aug
Practice notes
International operations risk management guideWhere organisations trade internationally (ie where the organisation trades or operates in other...
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Produced in partnership with Jonathan Stevens of ASB Law 13th Aug
Practice notes
Direct marketing risk management guideThe rules on direct marketing affect almost every organisation in the UK and have been largely unaffected by...
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Produced in partnership with Hamish Corner of Shoosmiths 13th Aug
Practice notes
Competition law risk management guide—dominant companiesWhy you need to manage this riskArticle 102 of the Treaty on the Functioning of the European...
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Produced in partnership with Andrij Jurkiw of Womble Bond Dickinson 13th Aug
Practice notes
Modern slavery risk management guideWhy you need to manage this riskThe Modern Slavery Act 2015 (MSA 2015) has pushed issues of modern slavery and...
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13th Aug
Practice notes
Bribery and corruption risk management guideWhy you need to manage this riskThe Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It includes...
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13th Aug
Practice notes
Standard terms and conditions of purchase risk management guideThis risk management guide is intended for commercial organisations in the UK. It...
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Produced in partnership with Elizabeth Bourlet 13th Aug
Practice notes
Data protection risk management guideWhy you need to manage this riskData protection is one of the most challenging areas of risk management—the law...
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13th Aug
Practice notes
Information security risk management guideWhy you need to manage this riskInformation is an asset. Preserving and protecting that asset is critical to...
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1st Aug
Practice notes
Supply chain risk management guideWhy you need to manage this riskThe outbreak of coronavirus (COVID-19) in early 2020 could be the most significant...
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Produced in partnership with Elizabeth Bourlet 1st Aug
Practice notes
Pandemic risk management guideThe extent of the restrictions imposed by regulators or government will largely dictate the nature of the risks that you...
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Produced in partnership with Elizabeth Bourlet 1st Aug
Practice notes
Confidentiality risk management guideWhy you need to manage this riskConfidential information is one of the most valuable assets of any business....
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Produced in partnership with Ishika Patel of Lawyers on Demand 1st Aug
Practice notes
Contract management risk management guideWhy you need to manage this riskContract management is often seen by the business as an activity which is...
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Produced in partnership with Elizabeth Bourlet 1st Aug
Practice notes
Key business assets risk management guideWhy you need to manage this riskKey business assets are the organisation’s assets which are essential to its...
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Produced in partnership with Elizabeth Bourlet 1st Aug

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