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Practice notes
Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation...
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Produced in partnership with Michael Potts of PCB Byrne 19th May
Practice notes
Conflicts of interest, confidentiality and disclosure 2019—in-house lawyersThe SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors)...
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19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Practice notes
Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
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19th May
Practice notes
Proceeds of Crime Act 2002—key information for businessesThe Proceeds of Crime Act 2002 (POCA 2002) came into force on 24 February 2003. It applies to...
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19th May
Practice notes
Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
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19th May
Practice notes
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
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19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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19th May
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
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19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes
Getting the Deal Through: Merger Control 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria;...
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19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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19th May

Most recent Business activities content

Practice notes
CSR, ESG and human rights reporting and initiativesSustainability toolkitWe have produced a sustainability toolkit, which aims to help practitioners...
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5th Aug
Precedents
Competition law compliance declarationCompetition law is designed to protect businesses and consumers from anti-competitive behaviour, and safeguard...
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1st Aug
Precedents
Competition law compliance—mergers and acquisitions guide for staffMerger and acquisition (M&A) activities may be subject to review or oversight by...
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1st Aug
Precedents
Competition law compliance—annual report to the board1General informationDate of this report[Insert date]Date of last report[Insert date]Name of...
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1st Aug
Precedents
Memorandum to board accompanying trade sanctions policyIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...
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1st Aug
Precedents
Message from CEO to staff on introduction of trade sanctions policyFrom [insert name], [insert job title]Trade sanctions and export controls impose...
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1st Aug
Precedents
Competition law compliance—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
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1st Aug
Precedents
Message from CEO on introduction of competition law compliance policyFrom [[insert job title], ][insert name]Competing fairly benefits both businesses...
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1st Aug
Practice notes
Identifying internationally recognised human rightsThe UN Guiding Principles on business and human rights (UNGPs) require businesses to respect...
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1st Aug
Precedents
Human rights impact assessment1Introduction1.1We have performed an assessment of the areas where our organisation is most at risk of...
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1st Aug
Precedents
Competition law compliance—statement for meetingsTo be read aloud by the chair at the beginning of any meeting/gathering where competitors are...
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1st Aug
Practice notes
Managing trade and financial sanctions complianceOver the past 25 years, sanctions have become much more widely used by governments and supranational...
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Produced in partnership with Eve Giles of Allen & Overy LLP, Diana Czugler of Allen & Overy LLP, Hannah Pye of Allen & Overy LLP and Jonathan Benson of Allen & Overy LLP 1st Aug
Precedents
Sanctions compliance representatives—contact informationIf you have any questions related to sanctions compliance, please raise them with [insert, eg...
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1st Aug
Precedents
Trade & financial sanctions—FAQsWhat are sanctions?Sanctions are non-permanent international restrictions or prohibitions aimed at:•encouraging a...
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1st Aug
Precedents
Competition law compliance—benchmarking guide for staffBenchmarking is an important tool for our organisation. It is generally considered...
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1st Aug
Precedents
Labour practices code of conduct[[Insert organisation’s name] supports the principles of the Universal Declaration of Human Rights and the fundamental...
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1st Aug
Precedents
Trade sanctions policyIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
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1st Aug
Q&As
What is the legal basis for HM Treasury Office of Financial Sanctions Implementation (OFSI) annual frozen assets review, and are OFSI requests for...
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1st Aug
Precedents

Competition law compliance declaration register

Please note that

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1st Aug
Precedents
Competition law compliance—meeting with competitors—FAQsMeetings with competitors(or where competitors are present) pose a high risk of competition...
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1st Aug

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