Sanctions & export controls

Sanctions & export controls guidance:

This document contains guidance on subjects impacted by the UK’s withdrawal from the EU. For further reading, see Practice Note: Development of sanctions regime in the UK...

Practice Note

BREXIT: This Practice Note includes information on the designations on sanctions in the UK under EU law and how it is impacted by the UK’s decision to leave the EU. For...

Practice Note

STOP PRESS: On 6 July 2020, the UK launched its dedicated domestic human rights sanctions regime on 6 July 2020, with the publication of the Global Human Rights Sanctions...

Practice Note

The complex nature of watch list screening creates challenges and presents risks. This Practice Note summarises the challenges watch list screening can present and the...

Practice Note

BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has entered an...

Practice Note

General information Date of review[Insert date] Person(s) conducting review[Insert name(s)] Screening Considering your screening process: Is your screening process...

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Please supply as much information as possible about this suspected breach. If you require any help to complete this form, please contact [your sanctions compliance...

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1 General information Date[Insert date] Name of person completing this response form and action plan[Insert name] Date sanctions breach report form received[Insert date ]...

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The Financial Conduct Authority (FCA) has provided some examples of good practice for sanctions systems and controls in Part 7 in its guide, FCG Financial Crime Guide: A...

Practice Note

Instructions on completing this form You must complete this form in full, attach any required documentation (as set out below), and pass it to [your sanctions...

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1 Introduction This financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws[ across every jurisdiction in which we operate]. 2...

Precedents

This document contains guidance on subjects impacted by the UK’s withdrawal from the EU. For further reading, see Practice Note: Development of sanctions regime in the UK...

Practice Note

1 Introduction 1.1 We have performed an organisation-wide assessment of the areas where we are most at risk of breaching financial sanctions. 1.2 Our review included...

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1 General Date of review[Insert date] Person conducting this review[Insert name] 2 Risk assessment Looking at your risk assessment: Has the risk assessment been reviewed...

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QuestionCorrect answer 1. Financial sanctions are restrictions on activity, but in relation to what?(d) All of the above 2. The UK law on financial sanctions is governed...

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How to use this test These questions are designed to test your understanding following your attendance at our training on financial sanctions. After you have completed...

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Country Regulatory bodySanction List(Links to sanctions lists are provided, where publicly available)Including MultinationalUnited NationsUnited NationsPersons and...

Practice Note

International trade and financial sanctions laws impose restrictions on our ability to do business with certain individuals and entities, as well as potentially entire...

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This Practice Note describes the position on licences and exemptions in financial sanctions in the UK during the implementation period. As of exit day (11 pm on 31...

Practice Note

UNDER REVIEW: The Sanctions and Anti-money Laundering Act 2018 received Royal Assent on 23 May 2018. It introduces a new framework for the implementation and enforcement...

Practice Note

Trade sanctions impose controls or licensing requirements on the export or import of specified items to or from specified countries or persons. Every country that...

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International financial sanctions in the UK are largely implemented via the Terrorist Asset-Freezing etc Act 2010 (TAFA 2010) together with various statutory instruments...

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From [insert name], [insert job title] Trade sanctions and export controls impose requirements on the export or import of specified items to or from specified countries...

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From [insert name], [insert job title] Financial sanctions are restrictive measures imposed on targeted countries, governments, entities, individuals and industries....

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1 General information Date of investigation[insert date] Person conducting investigation[insert name] Date sanctions match report form received[insert date] Name of...

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This document contains guidance on subjects impacted by the UK’s withdrawal from the EU. For further reading, see Practice Note: Development of sanctions regime in the UK...

Practice Note

Produced in partnership with Eve Giles and Jonathan Blunden of Kingsley Napley 1 Consider seeking external advice Given the complicated nature of most sanctions regimes,...

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If you have any questions related to sanctions compliance, please raise them with [your manager AND/OR a company lawyer AND/OR your trade sanctions compliance...

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The financial sanctions regime remains a myth to some organisations. You need to understand that it applies to you. This brief Practice Note outlines some of the most...

Practice Note

What are sanctions? Sanctions are non-permanent international restrictions or prohibitions aimed at: • encouraging a change in the behaviour of a particular country or...

Precedents
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