Compliance and ethics

Compliance and ethics guidance:

What is money laundering?Money laundering is the process through which the proceeds of crime and their true origin and ownership are changed so that the proceeds appear...

Precedents

General information Date of this report[Insert date] Date of last report[Insert date] Name and status of person submitting report[Insert name and status, eg Anti—bribery...

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General information Date of this report[Insert date] Date of last report[Insert date] Name and status of person submitting report[Insert name and status, eg Nominated...

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We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s]. untainted by bribery and corruption. This FAQ document, which...

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Introduction Compliance with bribery and corruption laws is critical to [insert organisation name][ and all its businesses]. To raise awareness, protect our reputation...

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We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s] untainted by bribery and corruption. This FAQ document, which is...

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This survey is designed to measure knowledge and understanding of our anti-bribery and corruption policies and procedures as a means to assess the effectiveness of our...

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Agents and intermediaries are third parties engaged to provide services for or on behalf of [Insert organisation's name] or to represent our interests. Working with...

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1 Anti-bribery—short form—pro-customer Bribery Laws means the Bribery Act 2010 [and associated guidance published by the Secretary of State for Justice under the Bribery...

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QuestionCorrect answer 1. What is slavery?(e) all of the above 2. What should organisations play close attention to in order to prevent slavery?(b) supply chain and...

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How to use this test These questions are designed to test your understanding after your attendance at training on anti-slavery. After you have completed this test, please...

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1 Anti-tax evasion facilitation 1.1 For the purposes of this clause 1: 1.1.1 the expressions ‘Associated With’, ‘Prevention Procedures’, ‘UK Tax Evasion Offence’ and...

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ThreatWhat is it?Our defensive measures BotnetCollection of infected computers remotely controlled by a hacker.The hacker can share or sell access to the computers to...

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Produced in partnership with David Gilmore of DG Legal This presentation has been designed as an aid to train your staff on your Business continuity plan (BCP)...

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1 Data Protection 1.1 We will process personal data and sensitive personal data (also known as ‘special categories of personal data’)[ and criminal records data] relating...

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Quarter 1—Confidential information The tips and reminders for this quarter relate to confidential information. You can find more specific information in the following...

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Produced in partnership with JP Buckley, Rachel Edwards and Andrew Mills of Shoosmiths DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the...

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Produced in partnership with JP Buckley, Rachel Edwards and Andrew Mills of Shoosmiths DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the...

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Delete clause 3.6 of Precedent: Consultancy agreement—company to individual—pro-client and replace it with the following clauses 3.6 and 3.7: 3.6 Your method of work is...

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[Insert organisation name] takes great pride in the way we conduct our business. Our Code of ethics embodies the standards and policies under which we operate. It applies...

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QuestionCorrect answer 1. Financial sanctions are restrictions on activity, but in relation to what?(d) All of the above 2. The UK law on financial sanctions is governed...

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How to use this test These questions are designed to test your understanding following your attendance at our training on financial sanctions. After you have completed...

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Ethics and business ethics Ethics are the moral principles guiding our behaviour and judgments, helping us to determine what's right and wrong. Ethics and the law,...

Practice Note

Aaron Campbell, Group Head of Legal & Company Secretary at the NCP Group, explores the benefits of working with a new management team in businesses that have experienced...

Practice Note

Businesses constantly face new commercial and legal challenges. There is an enormous advantage in being well-prepared. Louise Stonier, Legal Director and Company...

Practice Note

Phishing is where someone initiates an electronic communication such as an email which is designed to trick the user for the purpose of stealing sensitive information...

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