Compliance and ethics

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Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria; Belgium; Bosnia and Herzegovina; Brazil;...
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9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Practice notes
This Practice Note sets out when organisations must appoint a nominated officer, the duties of the nominated officer and practical steps nominated...
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9th Nov

Most recent Compliance and ethics content

Precedents
1General informationDate of this report[Insert date]Date of last report[Insert date]Name of person submitting report[Insert name]2Action points...
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8th Apr
Practice notes
Businesses constantly face new commercial and legal challenges. There is an enormous advantage in being well-prepared. Louise Stonier, Legal Director...
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1st Apr
Practice notes
Aaron Campbell, Group Head of Legal & Company Secretary at the NCP Group, explores the benefits of working with a new management team in businesses...
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1st Apr
Practice notes
Ethics and business ethicsEthics are the moral principles guiding our behaviour and judgments, helping us to determine what's right and wrong.Ethics...
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1st Apr
Precedents
Quarter 1—Confidential informationThe tips and reminders for this quarter relate to confidential information. You can find more specific information...
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1st Apr
Precedents
The corporate offence of failure to prevent the criminal facilitation of tax evasion is created by the Criminal Finances Act 2017 (CFA 2017), which...
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31st Mar
Precedents
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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29th Mar
Precedents
This Data protection quick reference guide summarises the key features of data protection law, including the UK General Data Protection Regulation (UK...
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29th Mar
Precedents
QuestionCorrect answer1. What is slavery?(e) all of the above2. What should organisations play close attention to in order to prevent slavery?(b)...
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24th Mar
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-slavery.After you have completed...
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24th Mar
Precedents
This presentation has been designed as an aid to train your staff on anti-slavery and ensure they have an awareness and understanding of the Modern...
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24th Mar
Precedents
From [insert job title] [name]Slavery and human trafficking remain major issues in world trade, despite the many dedicated efforts to prevent them. As...
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24th Mar
Precedents
1General informationThis section places this report in context and identifies those responsible for producing it.Date of this report[Insert date of...
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23rd Mar
Precedents
What is a data subject request?Individuals, also known as data subjects, have a number of specific rights in relation to their personal data. They may...
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23rd Mar
Precedents
This presentation has been designed as an aid to train your staff on your information management and security policy and procedures.The training...
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22nd Mar
Practice notes
This Practice Note it is intended for commercial organisations in the UK and is not sector-specific. It explains the data protection implications of...
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22nd Mar
Precedents
1Background information1.1Why are we collecting diversity data?1.1.1We collect data on the diversity of our workforce because it is good practice to...
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19th Mar
Precedents
1Background information1.1Why are we collecting diversity data?1.1.1We collect data on the diversity of our workforce because it is good practice to...
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17th Mar
Precedents
1Policy statement1.1The Company is fully committed to providing equal opportunities for all employees, workers and job applicants, and to eliminating...
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17th Mar
Precedents
Knowing our industry and competitors is beneficial to business success. However, we must ensure that we stay within the boundaries of competition law...
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16th Mar

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