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Practice notes
Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation...
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Produced in partnership with Michael Potts of PCB Byrne 19th May
Practice notes
Conflicts of interest, confidentiality and disclosure 2019—in-house lawyersThe SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors)...
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19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Practice notes
Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
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19th May
Practice notes
Proceeds of Crime Act 2002—key information for businessesThe Proceeds of Crime Act 2002 (POCA 2002) came into force on 24 February 2003. It applies to...
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19th May
Practice notes
Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
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19th May
Practice notes
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
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19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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19th May
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
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19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes
Getting the Deal Through: Merger Control 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria;...
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19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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19th May

Most recent Training and awareness content

Precedents
This information security awareness poster/communication relates to using wi-fi. Click for the PDF.It...
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Produced in partnership with Lockton Companies insurance brokers 8th Jun
Precedents
Mini training aid—AML—CDD—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
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6th Jun
Precedents
Data protection board briefing [Archived]ARCHIVED: This Precedent data protection board briefing has been archived and is not maintained. It is for...
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6th Jun
Precedents
Mini training aid—AML—fundsThe training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be...
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6th Jun
Precedents
Competition law compliance FAQsThese FAQs are intended as a quick reference point for staff who come into contact with competitors on how we can best...
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6th Jun
Precedents
Staff guide on the offence of participating in activities of an organised crime group1What’s the issue?1.1The Serious Crime Act 2015 (SCA 2015)...
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6th Jun
Precedents
Competition law compliance—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
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6th Jun
Precedents
Competition law compliance—annual review(A)General informationDate of review[Insert date]Person(s) conducting review[Insert name(s)](B)Review and...
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6th Jun
Precedents
Trade & financial sanctions—FAQsWhat are sanctions?Sanctions are non-permanent international restrictions or prohibitions aimed at:•encouraging a...
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6th Jun
Precedents
Message to staff about their role in the data subject requests processWhat is a data subject request?Individuals, also known as data subjects, have a...
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6th Jun
Precedents
Mini training aid—AML—CDD—post-training assessment answersQuestionAnswers1. Which of these is not part of our customer due diligence (CDD) process?(b)...
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6th Jun
Precedents
Mini training aid—AML—reporting suspicionsThe training materials are customisable.This training pack has been prepared in PowerPoint and therefore...
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6th Jun
Precedents
Competition law compliance—joint ventures guide for staffAssociations with actual or potential competitors for the purpose of jointly undertaking a...
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6th Jun
Precedents
Competition compliance—gathering competitive intelligence guide for staffKnowing our industry and competitors is beneficial to business success, but...
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6th Jun
Precedents
Mini training aid—AML—reporting suspicions—post-training assessment answersQuestionAnswers1. Which Act(s) create(s) obligations to report knowledge or...
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6th Jun
Precedents
Message from CEO/Senior Member/Senior Partner on the appointment of a data protection officerFrom [insert name], [insert job title]A key part of our...
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6th Jun
Precedents
Message from CEO reinforcing the Code of ethicsFrom [[insert job title], ][name]As employees of [insert organisation’s name], we take great pride in...
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6th Jun
Precedents
Message to staff from CEO/senior partner reinforcing data protection lawDate: [insert date]From [insert name], [insert job title]Dear Colleagues,You...
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6th Jun
Precedents
Mini training aid—AML—law and red flagsThe training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot...
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6th Jun
Precedents
Training materials—anti-bribery and corruptionThe Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies to any business that is...
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6th Jun

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