Code of ethics

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Practice notes
Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation...
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Produced in partnership with Michael Potts of PCB Byrne 19th May
Practice notes
Conflicts of interest, confidentiality and disclosure 2019—in-house lawyersThe SRA Code of Conduct for Solicitors, RELs and RFLs (Code for Solicitors)...
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Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Practice notes
Money Laundering Regulations 2017—simplified due diligenceYou may apply simplified customer due diligence (SDD) measures in relation to particular...
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Practice notes
Proceeds of Crime Act 2002—key information for businessesThe Proceeds of Crime Act 2002 (POCA 2002) came into force on 24 February 2003. It applies to...
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Practice notes
Brexit legislation trackerThis Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the...
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Practice notes
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Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
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Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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Practice notes
Getting the Deal Through: Merger Control 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Albania; Australia; Austria;...
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Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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Most recent Code of ethics content

Precedents

Code of ethics compliance declaration register

Please click petfor the

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6th Jun
Precedents
Code of ethics at work—year-end report to staffCovering emailOur Code of ethics sets out how we should conduct ourselves to maintain our integrity and...
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6th Jun
Precedents
Code of ethics compliance declarationAs employees of [insert organisation’s name], we take great pride in the contribution we make and the way that we...
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6th Jun
Precedents
Message from CEO reinforcing the Code of ethicsFrom [[insert job title], ][name]As employees of [insert organisation’s name], we take great pride in...
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6th Jun
Precedents
Using social media—code of ethicsSocial media platforms and services are valuable tools to help us strengthen our brands, promote our products and...
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6th Jun
Precedents
Risk management—code of ethicsRisk is part of everything we do. Managing risk improves the way we deliver our business and plays a key role in helping...
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6th Jun
Practice notes
Formulating a Code of ethicsEthics and business ethicsEthics are the moral principles guiding our behaviour and judgments, helping us to determine...
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6th Jun
Precedents
Claims registerThis Precedent claims register can be used to keep a record of any ongoing claims against the business and keep track of your...
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6th Jun
Precedents
Data privacy—code of ethicsWe are committed to protecting the privacy and security of personal data relating to our employees, customers, consumers...
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6th Jun
Precedents
Compliance breach registerThis Precedent Compliance breach register is designed to help you keep a record of compliance breaches in your organisation....
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6th Jun
Precedents
Whistleblowing report registerThis Precedent is a tool to maintain records of reports made under the Whistleblowing policy.It is provided in Excel...
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6th Jun
Precedents
Code of ethics—annual board reportDate of report[insert date of report]Report prepared by[Insert name and role]1IntroductionOur Code of ethics sets...
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6th Jun
Precedents
Compliance and ethics—annual review1GeneralDate of review[insert date of review]Person completing review[State name and position of person completing...
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6th Jun
Precedents
Code of ethicsMessage from [CEO]As employees of [insert organisation’s name], we take great pride in the contribution we make and the way that we...
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6th Jun
Precedents
Message from CEO on introduction or relaunch of code of ethicsFrom [[insert job title], ][name]As employees of [insert organisation’s name], we take...
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5th Jun
Precedents
Competition and antitrust laws—code of ethicsWe are strong but fair competitors. We compete vigorously, but also with integrity and in compliance with...
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5th Jun
Precedents
International sanctions—code of ethicsInternational trade and financial sanctions laws impose restrictions on our ability to do business with certain...
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5th Jun
Precedents
Information security—code of ethicsAll staff are collectively and individually responsible for information security. This involves knowing and...
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5th Jun
Precedents
Anti-bribery and corruption—code of ethics[Insert organisation name] takes great pride in the way we conduct our business. Our Code of ethics embodies...
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5th Jun
Precedents
Human rights—code of ethics[[Insert organisation name] is a signatory to the [insert details of any human rights initiatives to which the organisation...
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5th Jun

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