Financial Services Law

Authorisation, approval and supervision

The Senior Managers and Certification regime sub-topic contains useful materials to help customers identify the key developments in this fast-changing area together with key precedents and drafting notes developed in conjunction with CMS.

Key features

Includes FCA/PRA Enforcement Database, 32 chronological timelines for hot UK/EU financial services legislation, comprehensive regulatory essentials notes covering the range of EU and UK regulatory initiatives, quick look Brexit legislation guides, toolkits covering key hot topics such as funds, Brexit and sustainable business etc.

Key developments and horizon scanning

We track the consequences of Brexit on UK and EU financial institutions. Our content covers the guidance regulators have issued to help firms adapt to the new regulatory structure, practice notes on the impact of Brexit on specific sectors and regulatory regimes and comprehensive coverage of all news and legislative developments in relation to Brexit.

LexisPSL Financial Services helps you find the authoritative answer fast, even if you’re in unfamiliar territory.

Clear, concise practice notes, checklists, timelines, precedents and charts give you just what you need to know – with links to sources like the FSA Handbook, the Journal of International Banking & Financial Law, and Butterworths Financial Regulation Service, as well as legislation and key websites for the fuller picture. And, importantly, news alerts and analysis to help you stay that step ahead.

Whatever’s on the horizon, you can get up-to-speed in a matter of minutes.