Market Abuse Regulation—Issuer wall–crossing script with confidentiality and no trade conditions and email confirmations

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  • Market Abuse Regulation—Issuer wall–crossing script with confidentiality and no trade conditions and email confirmations

Market Abuse Regulation—Issuer wall–crossing script with confidentiality and no trade conditions and email confirmations

Strictly private and confidential

Wall-crossed investor script

We are contacting you to discuss a potential [description of the nature of the securities to be offered (ie equity securities)] offering involving a company (Company) in the [description of industry]. Prior to providing further specifics, I must inform you that the information is material, non-public and highly confidential.

For the purposes of this conversation and any confirming email, any references to ‘you’ include you, your organisation and anyone else at your organisation who receives any such further information about the Company or the proposed offering. Once you receive this information, including the industry sector of the Company and details of the potential offering, you may be considered as an ‘insider’ as defined in Article 8(4) of Retained Regulation (EU) 596/2014 (the UK Market Abuse Regulation).

Before receiving any further information about the Company or the proposed offering, you must agree that:

  1. you will not disclose this information to anyone within or outside of your organisation with the exception of others within your organisation subject to these restrictions, and

  2. you will not trade or otherwise effect any transactions in the Company’s securities to which this information relates, until the information is publicly disclosed by the Company

If the Company decides not to proceed with this offering you will continue

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