Financial Services regulation—getting started

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Financial Services regulation—getting started guidance:

The following Financial Services practice note provides comprehensive and up to date legal information on AIFMD—essentials

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on AIFMD—one minute guide

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Bank Recovery and Resolution Directive (BRRD)—essentials...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Bank Recovery and Resolution Directive (BRRD)—technical...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Benchmarks Regulation—essentials

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Benchmarks Regulation—one minute guide

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Collective investment schemes—essentials

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Collective investment schemes—one minute guide...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Consumer credit—essentials

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on CRD IV—essentials

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Developments of the Prospectus Directive (2015–2017)—timeline...

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on Developments of the Prospectus Regulation (2015 onwards)—timeline...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on EMIR—essentials

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on EMIR—one minute guide

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on European Market Infrastructure Regulation (EMIR)—level 2 and...

Practice notes

This timeline shows key developments relating to the Regulation on over-the-counter (OTC) derivative transactions, central counterparties (CCPs) and trade repositories...

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on European regulation of derivatives—one minute guide...

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on European regulation of structured products and...

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on European regulation of the debt capital markets—one minute guide...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Financial services firms—legal obligation and legitimate...

Practice notes

On 23 June 2016, the UK held a referendum on its membership of the EU, with a majority voting in favour of the UK leaving the EU. On 29 March 2017, the UK Prime Minister...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on GDPR for financial services firms—one minute guide...

Practice notes

The following Insurance & Reinsurance practice note provides comprehensive and up to date legal information on Insurance Distribution Directive (IDD)—background and...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Interchange Fee Regulation—essentials

Practice notes

The Interchange Fee Regulation (an EU regulation on interchange fees for card-based payment transactions) ((EU) 2015/751) (the IFR) was enacted in response to the...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Market Abuse Regulation (MAR)—essentials

Practice notes
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