Navigate the complexities of PRIIPs with expert insights tailored for financial services legal professionals. Stay informed on regulatory compliance, client disclosures, and the strategic implications of these investment products. Equip yourself with the latest guidance to ensure thorough due diligence and effective client advisory.
A round-up of financial services developments, including (among other things) FCA and PRA consult on further streamlining of the SM&CR....
This week's edition of Financial Services weekly highlights includes: FCA consults on cryptoasset perimeter guidance; ESMA finalises revised MAR...
A round-up of financial services developments, including (among other things) Council of the EU and Parliament agree deal on measures to revitalise EU...
The International Sustainability Standards Board (ISSB) is consulting on its proposals (the Exposure Draft IFRS Sustainability Disclosure Practice...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
What is the difference between an appeal and a review?What is an appeal?An appeal in insolvency proceedings is no different to an appeal in normal litigation. An appeal will be allowed only if the appeal court is satisfied that the decision of the lower court was 'wrong' or 'unjust because of a
Late payment penalties—inheritance taxWhile interest often accrues on overdue tax, the late payment of certain taxes may also attract a penalty. For information on the interest accruing on overdue tax, see Practice Notes: IHT—payment deadlines on death—Interest on IHT and Interest on late paid
Strike out—making an application to strike out a statement of caseA strike out order can be made either following an application by the parties or on the court's own initiative. This Practice Note deals with the scenario of the order being made following a party's application.Making an application
Glossary—Latin legal termsDespite attempts in recent years to simplify the language used in legal cases, there are still a number of Latin phrases commonly used in personal injury claims. The following Latin phrases are listed in alphabetical order:Latin termDefinitionMeaningActa iure imperiiLegal
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