Navigate the complexities of PRIIPs with expert insights tailored for financial services legal professionals. Stay informed on regulatory compliance, client disclosures, and the strategic implications of these investment products. Equip yourself with the latest guidance to ensure thorough due diligence and effective client advisory.
A round-up of financial services developments, including (among other things) PRA identifies themes from 2025 Firm Feedback Exercise....
MLex: A new UK financial services bill is expected to be unveiled on 13 May 2026 as part of government plans for the coming parliamentary session....
This week's edition of Financial Services weekly highlights includes: HMT publishes financial services growth and competitiveness consultation...
A round-up of financial services developments, including (among other things) FCA CEO says tackling financial crime now a matter of ‘economic and...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
If a rentcharge is shown as being informally exonerated on title information, does this apply to the current registered owner? Or does the informal exoneration only apply to the parties to the document which informally exonerated the rentcharge?This Q&A considers the situation where, at some
Contributory negligence in personal injury claimsContributory negligence is a partial defence which can lead to a discount in damages.Other defences may also be relevant. See Practice Notes: Did the claimant consent to the risk of injury? and Was the claimant involved in an illegal activity?If a
Glossary—Latin legal termsDespite attempts in recent years to simplify the language used in legal cases, there are still a number of Latin phrases commonly used in personal injury claims. The following Latin phrases are listed in alphabetical order:Latin
Template for regulatory references given by SMCR firms and disclosure requirements[Insert addressee details]Dear [insert name][It is our understanding that [insert name of prospective employee] [was an employee of yours between the dates of [insert dates as appropriate] OR is a current employee of
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