Gain a clear understanding of regulatory compliance through essential insights into implementing effective risk management and controls. Equip yourself with the latest strategies to mitigate financial risks, ensuring robust frameworks that safeguard your clients' interests and uphold industry standards. Stay ahead in identifying and addressing potential threats within the financial landscape to maintain operational integrity and client trust.
A round-up of financial services developments, including (among other things) FCA considering traders’ proposed commitments after competition probe....
A round-up of financial services developments, including (among other things) Wolfsberg Group updates guidance on risk-based approach to financial...
The Financial Action Task Force (FATF) has concluded its June 2026 plenary, resulting in changes to its Anti-Money Laundering and Counter-Terrorist...
A round-up of financial services developments, including (among other things) ESMA opens register of European Green Bonds external reviewers....
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial Conduct authority (FCA). The Principles form part of the FCA’s High Level Standards set out in the FCA Handbook. The Principles are a general
Late payment penalties—inheritance taxWhile interest often accrues on overdue tax, the late payment of certain taxes may also attract a penalty. For information on the interest accruing on overdue tax, see Practice Notes: IHT—payment deadlines on death—Interest on IHT and Interest on late paid
Strike out—making an application to strike out a statement of caseA strike out order can be made either following an application by the parties or on the court's own initiative. This Practice Note deals with the scenario of the order being made following a party's application.Making an application
Can shares in a limited company that have not been paid-up at all be cancelled?A limited company having a share capital may not alter that share capital, except in the ways listed in section 617 of the Companies Act 2006 (CA 2006). Shares in a company cannot simply be cancelled without following an
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