Gain a clear understanding of regulatory compliance through essential insights into implementing effective risk management and controls. Equip yourself with the latest strategies to mitigate financial risks, ensuring robust frameworks that safeguard your clients' interests and uphold industry standards. Stay ahead in identifying and addressing potential threats within the financial landscape to maintain operational integrity and client trust.
The following Corporate Crime news provides comprehensive and up to date legal information on The biggest financial crime cases of 2025
The following Financial Services news provides comprehensive and up to date legal information on Lexis+ Financial Services—daily round-up (19 December 2025)
The following Financial Services news provides comprehensive and up to date legal information on Financial Services weekly highlights—18 December 2025
The following Financial Services news provides comprehensive and up to date legal information on Nationwide's £44m AML fine signals FCA's hard line stance
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
What is the difference between an appeal and a review?What is an appeal?An appeal in insolvency proceedings is no different to an appeal in normal litigation. An appeal will be allowed only if the appeal court is satisfied that the decision of the lower court was 'wrong' or 'unjust because of a
If a beneficiary signs a deed of disclaimer of their share of an estate and the estate pays their legal fees, will that count as a PET against their estate?A disclaimer is the refusal of a gift prior to acceptance. The refusal of the gift must take place before the beneficiary accepts any benefit
Strike out—making an application to strike out a statement of caseA strike out order can be made either following an application by the parties or on the court's own initiative. This Practice Note deals with the scenario of the order being made following a party's application.Making an application
Can shares in a limited company that have not been paid-up at all be cancelled?A limited company having a share capital may not alter that share capital, except in the ways listed in section 617 of the Companies Act 2006 (CA 2006). Shares in a company cannot simply be cancelled without following an
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