Gain a clear understanding of regulatory compliance through essential insights into implementing effective risk management and controls. Equip yourself with the latest strategies to mitigate financial risks, ensuring robust frameworks that safeguard your clients' interests and uphold industry standards. Stay ahead in identifying and addressing potential threats within the financial landscape to maintain operational integrity and client trust.
A round-up of financial services developments, including (among other things) FCA’s confirmation of an industry-wide motor finance redress scheme....
A round-up of financial services developments, including the FCA’s blog update outlining its role in relation to investment trust voting, conflicts of...
The Office of Financial Sanctions Implementation (OFSI) has published a report detailing the imposition of a £390,000 penalty on Apple Distribution...
A round-up of financial services developments, including HMT and lenders discuss potential impact of Iran conflict on UK customers....
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Late payment penalties—inheritance taxWhile interest often accrues on overdue tax, the late payment of certain taxes may also attract a penalty. For information on the interest accruing on overdue tax, see Practice Notes: IHT—payment deadlines on death—Interest on IHT and Interest on late paid
Strike out—making an application to strike out a statement of caseA strike out order can be made either following an application by the parties or on the court's own initiative. This Practice Note deals with the scenario of the order being made following a party's application.Making an application
Can shares in a limited company that have not been paid-up at all be cancelled?A limited company having a share capital may not alter that share capital, except in the ways listed in section 617 of the Companies Act 2006 (CA 2006). Shares in a company cannot simply be cancelled without following an
Glossary—Latin legal termsDespite attempts in recent years to simplify the language used in legal cases, there are still a number of Latin phrases commonly used in personal injury claims. The following Latin phrases are listed in alphabetical order:Latin
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