Navigate the complexities of this pivotal regulation affecting investment firms and financial markets. Gain insights into compliance, client asset protection, and transaction reporting to ensure your practice aligns with the latest standards and mitigates risk effectively.
A round-up of financial services developments, including (among other things) House of Lords FSRC publishes report on UK regulation of stablecoins....
Law360, London: The number of claims management companies (CMCs) has fallen by nearly half in the seven years since the Financial Conduct Authority...
Expert Analysis: The Financial Conduct Authority (FCA) and Prudential Regulatory Authority (PRA) are in the midst of introducing changes to the senior...
A round-up of financial services developments, including (among other things) MiFID II: Commission Delegated Directive amending Delegated Directive...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
MiFID and non-MiFID businessThis Practice Note summarises what MiFID business is as the term is defined in the Financial Conduct Authority (FCA) Glossary and provides a flowchart to work through the specific elements involved in determining whether the UK provisions of the Markets in Financial
If a rentcharge is shown as being informally exonerated on title information, does this apply to the current registered owner? Or does the informal exoneration only apply to the parties to the document which informally exonerated the rentcharge?This Q&A considers the situation where, at some
Contributory negligence in personal injury claimsContributory negligence is a partial defence which can lead to a discount in damages.Other defences may also be relevant. See Practice Notes: Did the claimant consent to the risk of injury? and Was the claimant involved in an illegal activity?If a
Glossary—Latin legal termsDespite attempts in recent years to simplify the language used in legal cases, there are still a number of Latin phrases commonly used in personal injury claims. The following Latin phrases are listed in alphabetical order:Latin
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