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The following Corporate Crime news provides comprehensive and up to date legal information on UK sanctions regime review lacks detail on beefing up meager enforcement
The following Financial Services news provides comprehensive and up to date legal information on FCA review highlights valuation standards for private funds
The Money Laundering Reporting Officer (MLRO)This Practice Note provides information on the role of the nominated officer and the Money Laundering...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Financial Conduct Authority—objectives and principlesThe role of the FCAThe Financial Conduct authority (FCA) forms part of the regulatory structure...
Does section 89 of the Financial Services Act 2012 apply to investments in private as well as public companies?Section 89(2) of the Financial Services Act 2012 (FSA 2012) details that a person commits an offence if they make a statement or conceals facts with the intention of inducing, or is
Misleading statements, misleading impressions and market manipulationPart 7 of the Financial Services Act 2012The Financial Services Act 2012 (FSA 2012) introduced new criminal offences relating to financial services of:•making false or misleading statements•creating false or misleading
Recognised investment exchangesRecognised investment exchangesA recognised investment exchange (RIE) is a UK recognised body under Part XVIII of the Financial Services and Markets Act 2000 (FSMA 2000) which has been granted a recognition order by the Financial Conduct Authority (FCA). An RIE is an
If planning permission imposes restrictions on a licensed premises opening hours, once operational can the personal licence holder apply for a Temporary Events Notice (TEN) to open for longer hours than those permitted in the planning permission?To use any property for a licensable activity both
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