Regulation of capital markets

Regulation of capital markets guidance:

The following Financial Services practice note provides comprehensive and up to date legal information on Access to CCPs, trading venues and benchmarks under MiFIR...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on An introduction to short selling

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on Asset-backed commercial paper and associated structures...

Practice notes

The following Corporate practice note provides comprehensive and up to date legal information on Brexit—UK listing and prospectus regime

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Central Securities Depositories Regulation—essentials...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Collateralised debt obligations

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on Commercial paper and euro-commercial paper

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Conflicts of interest in financial services firms—post MiFID II...

Practice notes

The following Corporate practice note provides comprehensive and up to date legal information on Continuing obligations—disclosure and control of 'inside information'...

Practice notes

The following Corporate practice note provides comprehensive and up to date legal information on Continuing obligations—transactions by a person discharging managerial...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Coronavirus (COVID-19)—EU capital markets recovery package...

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on Covered bonds

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Credit rating agencies—international standards...

Practice notes

The following Restructuring & Insolvency practice note provides comprehensive and up to date legal information on Credit ratings

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Data reporting services providers

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Dealing and managing client orders

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on Developments of the Prospectus Regulation (2015 onwards)—timeline...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Different types of short selling

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Directive 2014/57/EU on criminal sanctions for market abuse...

Practice notes

The following Corporate practice note provides comprehensive and up to date legal information on Disclosure Guidance and Transparency Rules tracker

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on EMIR REFIT and EMIR 2.2 roadmap

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on EU and UK regulation of insurance-linked securities...

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on EU regulation of CCPs

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on EU regulatory regime for credit rating agencies...

Practice notes

The following Banking & Finance practice note provides comprehensive and up to date legal information on European regulation of structured products and...

Practice notes

The following Financial Services practice note provides comprehensive and up to date legal information on Facilitating cross-border distribution of collective investment...

Practice notes
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