CORONAVIRUS (COVID-19): The FCA has issued a statement setting out its expectations on complaints handling by firms during the coronavirus pandemic....
Threshold conditions under FSMA 2000This Practice Note provides a summary of the threshold conditions that apply to authorised firms, including firms...
Unregulated collective investment schemes—essentialsWhat are unregulated collective investment schemes?In the UK, an unregulated collective investment...
European regulation of structured products and securitisation—one minute guideIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the...
Covered bonds What are covered bonds?Covered bonds are asset-backed securities (ABS) with the following specific features:•they are issued by banks or...
Coronavirus (COVID-19)—EU capital markets recovery packageThis Practice Note summarises the new capital markets recovery package of measures proposed...
Risk retention in EU and UK securitisationsThis Practice Note describes the position as at January 2021.What is risk retention?Risk retention in the...
Securitisation Regulation—essentialsThis Practice Note provides information on the Securitisation Regulation (EU) 2017/2402 (OJ L 347, 28.12.2017, p....
Sustainable securitisationsIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into...
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