Clearing and settlement of transactions in securities

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ABN Amro to pay €480m to settle Dutch AML penalty

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Claims arising from a fraudulent investment scheme resulting in corporate insolvency (Biscoe (as joint liquidators of Equitable Law Capital Ltd) v Milner)

The following Dispute Resolution news provides comprehensive and up to date legal information on Claims arising from a fraudulent investment scheme resulting in corporate insolvency (Biscoe (as joint liquidators of Equitable Law Capital Ltd) v Milner)

HSBC beats £118m Stanford bank Ponzi scheme claim

The following Financial Services news provides comprehensive and up to date legal information on HSBC beats £118m Stanford bank Ponzi scheme claim

Financial sanctions guidance shows subtle policy shift

The following Corporate Crime news provides comprehensive and up to date legal information on Financial sanctions guidance shows subtle policy shift

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Practice notes

Non-UCITS retail schemes (NURS)

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Produced in partnership with Ms Elizabeth Budd of Pinsent Masons 12th Jan

Practice notes

Regulatory capital—purpose, quantity and quality

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Practice notes

Public censure by the FCA

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Practice notes

Basel Accord

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Produced in partnership with Morrison & Foerster LLP 12th Jan

Practice notes

Financial Conduct Authority—objectives and principles

The role of the FCAThe Financial Conduct Authority (FCA) forms part of the regulatory structure for financial services firms. The FCA has a...

9th Nov

Practice notes

Fair and Effective Markets Review (FEMR)—one minute guide

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Practice notes

Recognised investment exchanges

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In-house

Practice notes

MLD4—key provisions for financial services firms—one minute guide

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Practice notes

UCITS VI

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Produced in partnership with Andrew Henderson Partner, Eversheds Sutherland LLP 12th Jan

Practice notes

European Venture Capital Funds (EuVECA) Regulation

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Practice notes

Entering into a consumer hire agreement as owner

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Practice notes

Authorised unit trust authorisation and winding-up

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Practice notes

Debt sale and purchase agreements

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In-house

Practice notes

The impact of Brexit on the MiFID II regime

This Practice Note provides information relating to the impact of Brexit on the recast Markets in Financial Instruments Directive (Directive...

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Practice notes

MiFID I—Transaction reporting

This Practice Note provides an overview of the transaction reporting requirements that existed under the Markets in Financial Instruments Directive...

9th Nov

Practice notes

What is credit and what is a regulated consumer credit agreement?

Scope of this Practice NoteThere are several factors to consider when deciding whether or not a credit agreement is regulated under the regulatory...

9th Nov

Most recent Clearing and settlement of transactions in securities content

Practice notes

EU regulation of CCPs

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Practice notes

The impact of Brexit on the MiFID II regime

This Practice Note provides information relating to the impact of Brexit on the recast Markets in Financial Instruments Directive (Directive...

12th Apr

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Central Securities Depositories Regulation—essentials

This Practice Note provides information on the Central Securities Depositories Regulation (EU) 909/2014 (OJ L 257/1) (EU CSDR) and Retained Regulation...

12th Mar

Brexit