Gain insights on effectively holding financial institutions accountable while nurturing a culture of ethical conduct and compliance. This guidance offers essential strategies for professionals dedicated to maintaining and elevating standards in the financial sector. Explore approaches to strengthening social governance frameworks that not only meet regulatory demands but also promote corporate responsibility. These resources are designed to aid legal teams in guiding financial entities towards sustainable and socially responsible operations.
A round-up of financial services developments, including (among other things) UK Finance makes recommendations for unlocking sustainable...
This week's edition of Financial Services weekly highlights includes: PRA and FCA publish discussion paper on credit union regulation; European...
A round-up of financial services developments, including (among other things) UK Finance launches range of initiatives on access to banking....
A round-up of financial services developments....
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
If a rentcharge is shown as being informally exonerated on title information, does this apply to the current registered owner? Or does the informal exoneration only apply to the parties to the document which informally exonerated the rentcharge?This Q&A considers the situation where, at some point
Strike out—making an application to strike out a statement of caseA strike out order can be made either following an application by the parties or on the court's own initiative. This Practice Note deals with the scenario of the order being made following a party's application.Making an application
Can shares in a limited company that have not been paid-up at all be cancelled?A limited company having a share capital may not alter that share capital, except in the ways listed in section 617 of the Companies Act 2006 (CA 2006). Shares in a company cannot simply be cancelled without following an
Template for regulatory references given by SMCR firms and disclosure requirements[Insert addressee details]Dear [insert name][It is our understanding that [insert name of prospective employee] [was an employee of yours between the dates of [insert dates as appropriate] OR is a current employee of
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