Regulation of benchmarks and IBOR reform

View Financial Services by content type:

Latest Financial Services News

Featured Financial Services content

Practice notes
SM&CR—FCA and PRA Fitness and Propriety requirementsThe Senior Managers & Certification Regime (SM&CR) is the Financial Conduct Authority’s (FCA) and...
Read More >
Produced in partnership with John Drabble of Kemp Little LLP 19th May
Practice notes
FCA—APR controlled functions for benchmark administrators and appointed representativesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’)...
Read More >
19th May
Practice notes
OEIC and ICVC authorisation and winding-upBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Read More >
Produced in partnership with Macfarlanes 19th May
Practice notes
FCA—training and competenceBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
Read More >
19th May
Practice notes
Financial Ombudsman Service—eligible complainantsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Read More >
19th May
Practice notes
FCA regulation of claims management companies—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Read More >
Produced in partnership with Nicholas Thompsell of Fieldfisher 19th May
Practice notes
Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001This Practice Note seeks to explain the types of agreements...
Read More >
Produced in partnership with Rebecca Kellner of Orrick, Herrington & Sutcliffe and Jacqui Hatfield of Orrick, Herrington & Sutcliffe 19th May
Practice notes
Second Wire Transfer Regulation (EU WTR2 and UK WTR2)—essentialsThe Second Wire Transfer Regulation (EU) 2015/847 (WTR2), also known as the Funds...
Read More >
19th May
Practice notes
FCA client classification requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Read More >
19th May
Practice notes
EMIR REFIT and EMIR 2.2 roadmapRegulation (EU) 2019/834 (OJ L 141/42) (EU EMIR REFIT) was published in the Official Journal of the EU on 28 May 2019...
Read More >
19th May
Practice notes
The Single RulebookBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered...
Read More >
Produced in partnership with DLA Piper 19th May
Practice notes
Unregulated collective investment schemes—essentialsWhat are unregulated collective investment schemes?In the UK, an unregulated collective investment...
Read More >
Produced in partnership with Lora Froud of Macfarlanes 19th May
Practice notes
Public censure by the FCALexis®PSL Financial Services FCA/PRA Enforcement Database: This incorporates detailed information on all substantive FCA and...
Read More >
19th May
Practice notes
Appointed representativesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
Read More >
19th May
Practice notes
USA—Introduction to state securities (blue sky) lawsState securities regulatorsApart from the Securities and Exchange Commission (SEC), which is an...
Read More >
19th May
Practice notes
Brexit and financial services—the financial services contracts regime (FSCR)This Practice Note considers the financial services contracts regime...
Read More >
19th May

Most recent Regulation of benchmarks and IBOR reform content

Practice notes
Access to CCPs, trading venues and benchmarks under MiFIRBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Read More >
31st Jul
Practice notes
Quick Look Brexit Financial Services Legislation Status Guide—Benchmarks RegulationThis Quick Look Brexit Financial Services Legislation Status Guide...
Read More >
31st Jul
Practice notes
Benchmarks Regulation—essentialsIn each section of this Practice Note, links are given to the relevant provisions of EU and/or UK legislation, as...
Read More >
31st Jul
Practice notes
The Benchmarks Regulation—level 2 and level 3 measures and other resourcesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end...
Read More >
31st Jul
Practice notes
Administering benchmarksBackground to the regulated activities relating to benchmarksBenchmarks are vital to the pricing of numerous financial...
Read More >
31st Jul
Practice notes
Misleading statements, misleading impressions and market manipulationPart 7 of the Financial Services Act 2012The Financial Services Act 2012 (FSA...
Read More >
31st Jul
Practice notes
Impact of Brexit: Benchmarks Regulation—quick guideThis quick guide details UK legislation and retained EU legislation that has been amended and/or...
Read More >
31st Jul
Practice notes
Benchmarks Regulation—one minute guideThis Practice Note provides high-level guidance on Regulation (EU) 2016/1011 (OJ L 171/1) (the EU Benchmarks...
Read More >
31st Jul
Practice notes
Misleading statements etc in relation to benchmarksFORTHCOMING CHANGE: Section 31(2) of the Financial Services Act 2021 (FSA 2021) increases the...
Read More >
30th Jul
Practice notes
The Wheatley Review of LIBOR and LIBOR reform [Archived]This Practice Note:•explains what LIBOR is•provides a brief summary of the developments...
Read More >
30th Jul
Practice notes
LIBOR transitionThis Practice Note provides:•information on the background to the transition away from London Interbank Offered Rate (LIBOR) and other...
Read More >
30th Jul

Popular documents