Master the intricacies of regulated pensions activity under the Financial Services and Markets Act 2000. This topic provides actionable insights and detailed guidance, empowering lawyers to effectively manage compliance, navigate legislative frameworks, and uphold fiduciary duties with confidence and precision. Whether tackling pension scheme authorisations or addressing member communications, ensure your practice is both compliant and cutting-edge.
A round-up of financial services developments....
Law360, London: Labour MP Gurinder Singh Josan and Conservative peer Ed Vaizey asked British banks on 11 August 2026 to explain restrictions on...
A round-up of financial services developments, including (among other things) the ECB’s decision on personal data processing in prudential supervision...
A round-up of financial services developments, including (among other things) the FCA’s Policy Statement PS26/17 finalising liquidity risk management...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Priority between loss reliefs in loss making companiesWhy does it matter?A company that is a member of a group and has incurred any of the types of losses available for surrender by way of group relief may, without any further rules, have more than one way in which to use the loss. There are a
What is the difference between an appeal and a review?What is an appeal?An appeal in insolvency proceedings is no different to an appeal in normal litigation. An appeal will be allowed only if the appeal court is satisfied that the decision of the lower court was 'wrong' or 'unjust because of a
Late payment penalties—inheritance taxWhile interest often accrues on overdue tax, the late payment of certain taxes may also attract a penalty. For information on the interest accruing on overdue tax, see Practice Notes: IHT—payment deadlines on death—Interest on IHT and Interest on late paid
If a beneficiary signs a deed of disclaimer of their share of an estate and the estate pays their legal fees, will that count as a PET against their estate?A disclaimer is the refusal of a gift prior to acceptance. The refusal of the gift must take place before the beneficiary accepts any benefit
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