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Brexit; As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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Produced in partnership with Morrison & Foerster LLP 12th Jan
Practice notes
Disciplinary powers of the FCAThe disciplinary powers of the Financial Conduct Authority (FCA) are found in Part XIV of the Financial Services and...
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9th Nov
Practice notes
This Practice Note looks at the regulated activity of accepting deposits (often referred to as deposit taking). Accepting deposits is a key hallmark...
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9th Nov
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The Basel Committee on Banking Supervision (BCBS), consisting of the central banks of governors of the so-called G10 countries (Belgium, Canada,...
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Produced in partnership with Morrison & Foerster LLP 12th Jan
Practice notes
The role of the FCAThe Financial Conduct Authority (FCA) forms part of the regulatory structure for financial services firms. The FCA has a...
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9th Nov
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This Practice Note looks at key aspects of consumer protection within the UK financial services regulatory system. The UK’s regulatory structure,...
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9th Nov
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On 10 June 2015, the Fair and Effective Markets Review (FEMR) published its final report. Running to 106 pages, the report covers a wide range of...
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9th Nov
Practice notes
Recognised investment exchangesA recognised investment exchange (RIE) is a UK recognised body under Part XVIII of the Financial Services and Markets...
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9th Nov
Practice notes
Brexit: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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9th Nov
Practice notes
UCITS VIUCITS VI describes the European Commission's Consultation on Undertakings for Collective Investment in Transferable Securities issued 26th...
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Produced in partnership with Andrew Henderson Partner, Eversheds Sutherland LLP 12th Jan
Practice notes
BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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9th Nov
Practice notes
The debt sale and purchase market in the UKThe debt sale and purchase market has for some time been very active throughout the UK. It is an important...
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9th Nov
Practice notes
Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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9th Nov
Practice notes
This Practice Note provides information relating to the impact of Brexit on the recast Markets in Financial Instruments Directive (Directive...
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9th Nov
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This Practice Note provides an overview of the transaction reporting requirements that existed under the Markets in Financial Instruments Directive...
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9th Nov
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Scope of this Practice NoteThere are several factors to consider when deciding whether or not a credit agreement is regulated under the regulatory...
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9th Nov

Most recent International—financial services and related sectors content

Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
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Produced in partnership with Walter Stuber Consultoria Juridica 17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
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Produced in partnership with A&L Goodbody 17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
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Produced in partnership with Harney, Westwood & Riegels 17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
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Produced in partnership with Philippi, Prietocarrizosa & Uría 17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
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Produced in partnership with Khaitan & Co., Advocates & Solicitors 17th Jan
Practice notes
Introduction to US financial services regulationThe financial services industry in the US is heavily regulated by a myriad of different regulators at...
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17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
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Produced in partnership with King & Wood 17th Jan
Practice notes
General1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to...
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Produced in partnership with Souriadakis Tsibris 17th Jan
Practice notes
Introductory NoteGuernsey includes the islands of Guernsey, Herm and Jethou. The Bailiwick of Guernsey ('Bailiwick') includes these islands together...
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Produced in partnership with Ogier 17th Jan
Practice notes
BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered into following the...
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Produced in partnership with Dwight Smith of Covington & Burling LLP 17th Jan
Practice notes
BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered into following the...
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Produced in partnership with Jennifer Archie, Lore Leitner and Alexander Stout of Latham and Watkins LLP 17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
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Produced in partnership with Gorrissen Federspiel 17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
Read More >
17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
Read More >
Produced in partnership with Kudun and Partners 17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
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Produced in partnership with Andrea Beatty and Chelsea Payne of Piper Alderman 17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
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Produced in partnership with Eva Stormann, Avocat 17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
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Produced in partnership with Timothy Stubbs, Zaur Gidalishov and Olga Fedina of Dentons LLP 17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
Read More >
17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
Read More >
Produced in partnership with Lee and Li, Attorneys-at-Law 17th Jan
Practice notes
1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person outside an organisation in relation to sales...
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Produced in partnership with RLLC 17th Jan

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