Financial Services Law Precedents

Template pro-formas and clause banks ensure you are always using the latest best practice on Financial Services Law.

Legal Guidance

Precedents
Sustainability glossary terms (The Chancery Lane Project)These Precedent sustainability definitions, produced by The Chancery Lane Project (TCLP) as...
13th Jun
Precedents
Retained EU law—training materials [Archived]ARCHIVED: This Precedent has been archived and is not maintained.These training materials consist of...
12th Jun
Precedents
Environmental Targets for a Limited Partnership Agreement (Stella & Flora’s Clause) (The Chancery Lane Project)This clause consists of amendments and...
3rd Jun
Precedents
Joint and several liability clause1Joint and several liability[Except for clauses [insert],] the liabilities and obligations of [insert names of...
2nd Jun
Precedents
Dealing Procedures ManualThis precedent memorandum sets out the procedures to be followed by a listed company and its subsidiaries in relation to...
2nd Jun
Precedents
Model discretionary investment management agreementThe model discretionary investment management agreement can be found on the Investment...
2nd Jun
Precedents
Template for regulatory references given by SMCR firms and disclosure requirements[Insert addressee details]Dear [insert name][It is our understanding...
Produced in partnership with Simon Morris, Partner and Gillian MacLellan, Partner of CMS 2nd Jun
Precedents
Specimen Dealing CodeThis Precedent is a memorandum that sets out the details of the ‘specimen’ dealing code. The specimen dealing code is the product...
22nd May
Precedents
Market Abuse Regulation—Issuer wall–crossing script with confidentiality and no trade conditions and email confirmationsStrictly private and...
22nd May
Precedents
Insider list—section relating to deal specific insidersArticle 18(1) of the UK Market Abuse Regulation (Assimilated Regulation (EU) 596/2014 (UK...
22nd May
Precedents
Insider list—section relating to permanent insidersArticle 18(1) of the UK Market Abuse Regulation (Assimilated Regulation (EU) 596/2014 (UK Market...
22nd May
Precedents
Letter from PDMR to PCA—continuing obligations under Article 19 Market Abuse Regulation[On headed notepaper of PDMR]Strictly private and...
22nd May
Precedents
Specimen Group-Wide Dealing PolicyThis precedent memorandum sets out a ‘specimen’ group-wide dealing policy published by The Chartered Governance...
22nd May
Precedents
Limited partnership agreement—private fund limited partnershipThis limited partnership Agreement is made on [insert day and month] 20 [insert...
22nd May
Precedents
Letter from issuer to PDMR—continuing obligations under Article 19 Market Abuse Regulation[On headed notepaper of issuer]Strictly private and...
22nd May
Precedents
Unsecured employee loan agreement—company and employee—short-formThis Agreement is made on [insert date]Parties1[insert name of employee borrower], of...
22nd May
Precedents
Policy—regulatory references1Introduction1.1The Financial Conduct Authority (FCA) and the Prudential Regulation authority (PRA) (together the...
Produced in partnership with Simon Morris, Partner and Gillian MacLellan, Partner of CMS 22nd May
Precedents
Financial services outsourcing agreement (intra group)This Agreement is made on [insert date]Parties1[Insert name of party] a company incorporated in...
16th May
Precedents
Precedent notice for use with exempt financial promotions to high net worth individuals and self-certified sophisticated investorsWarning: The content...
16th May
Precedents
Commencement and term clause1Effective date1.1Effective date (specified future date, date of signature or specified previous date)This Agreement...
16th Apr