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Latest Financial Services News

UK underfunded in economic crime fight, activists say

UK underfunded in economic crime fight, activists say

The following Corporate Crime news provides comprehensive and up to date legal information on UK underfunded in economic crime fight, activists say

Financial Services weekly highlights—20 January 2022

Financial Services weekly highlights—20 January 2022

The following Financial Services news provides comprehensive and up to date legal information on Financial Services weekly highlights—20 January 2022

Operational resilience requirements for UK financial services firms

Operational resilience requirements for UK financial services firms

The following Financial Services news provides comprehensive and up to date legal information on Operational resilience requirements for UK financial services firms

Russian Supreme Court says international sanctions are sufficient to ignore dispute resolution clause (JSC Uraltransmash v PESA)

Russian Supreme Court says international sanctions are sufficient to ignore dispute resolution clause (JSC Uraltransmash v PESA)

The following Arbitration news provides comprehensive and up to date legal information on Russian Supreme Court says international sanctions are sufficient to ignore dispute resolution clause (JSC Uraltransmash v PESA)

Featured Financial Services content

MiFID I—Transaction reporting

MiFID I—Transaction reporting

MiFID I—Transaction reportingThis Practice Note provides an overview of the transaction reporting requirements that existed under the Markets in...

Financial Conduct Authority—powers

Financial Conduct Authority—powers

Financial Conduct Authority—powersBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...

Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001

Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001

Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001This Practice Note seeks to explain the types of agreements...

FCA best execution rules

FCA best execution rules

FCA best execution rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...

Practice notes

Prudential Regulation Authority—Fundamental Rules

Prudential Regulation Authority—Fundamental RulesBackground to the Fundamental RulesPrior to the creation of the Financial Conduct Authority (FCA) and...
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16th Nov
Practice notes

Insurance conduct of business—cancellation rights and claims handling

Insurance conduct of business—cancellation rights and claims handlingImplementation of the Insurance: Conduct of Business Sourcebook (ICOBS)On 6...
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16th Nov
Practice notes

The European Social Entrepreneurship Funds (EuSEF) Regulation

The European Social Entrepreneurship Funds (EuSEF) RegulationThe EuSEF regulatory frameworkThis Practice Note provides an overview of the European...
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16th Nov
Practice notes

Financial Services Act 2012

Financial Services Act 2012The Financial Services Act 2012 (FSA 2012) received Royal Assent on 19 December 2012 and went into effect on 1 April 2013....
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16th Nov
Practice notes

FCA inducements rules

FCA inducements rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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16th Nov
Practice notes

Tied agents

Tied agentsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered into...
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16th Nov
Practice notes

Consumer credit—essentials

Consumer credit—essentialsThe FCA consumer credit regimeOn 1 April 2014, the Financial Conduct Authority (FCA) assumed responsibility for consumer...
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16th Nov
Practice notes

Overview of UK implementation of the Consumer Credit Directive

Overview of UK implementation of the Consumer Credit DirectiveBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
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Produced in partnership with Sam Millar of DLA Piper and Tony Katz of DLA Piper 16th Nov
Practice notes

Financial Services (Banking Reform) Act 2013—essentials

Financial Services (Banking Reform) Act 2013—essentialsThis Practice Note outlines the key changes to UK banking reform adopted through the Financial...
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16th Nov
Practice notes

Interaction between the PRA, FCA and FPC

Interaction between the PRA, FCA and FPCBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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16th Nov
Practice notes

USA—Insider trading

USA—Insider tradingThe restriction on insider tradingWhat is insider trading?Insider trading is usually associated with illegal conduct. However, the...
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16th Nov
Practice notes

Conduct Rules for SM&CR Firms

Conduct Rules for SM&CR FirmsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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Produced in partnership with Mark Compton and Lauren Smith of Mayer Brown International LLP 16th Nov
Practice notes

Impact of Brexit: Insurance distribution—quick guide

Impact of Brexit: Insurance distribution—quick guideThis insurance distribution quick guide details current UK legislation and retained EU legislation...
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16th Nov
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Practice notes

Whistleblowing Directive—timeline

This Timeline outlines the key developments related to the proposed Directive on the protection of persons reporting breaches of Union law...
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16th Nov
Practice notes

Payment Systems Regulator—establishment, constitution and remit

Payment Systems Regulator—establishment, constitution and remitEstablishment of the PSRThe UK government commissioned in 1998 an independent review of...
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16th Nov
Practice notes

Prudential Regulation Authority—Proactive Intervention Framework

Prudential Regulation Authority—Proactive Intervention FrameworkBackgroundAs the prudential regulator for insurers, banks and also certain investment...
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16th Nov

Popular documents

Commercial Property Standard Enquiries (CPSE)—environmental and health and safety enquiries

Commercial Property Standard Enquiries (CPSE)—environmental and health and safety enquiries

Commercial Property Standard Enquiries (CPSEs) are industry standard pre-contract enquiries used in commercial property transactions. CPSEs are endorsed by the British Property Federation and are free to use. The CPSEs include specific environmental enquiries at enquiry 15 and there are several

Pre-action disclosure—the application

Pre-action disclosure—the application

Pre-action disclosure—the applicationThis Practice Note provides guidance on CPR 31.16 pre-action disclosure applications, where the applicant and respondent are likely to be parties to subsequent proceedings. It provides guidance on how to make such an application for disclosure before proceedings

Arms length management organisations (ALMOs)

Arms length management organisations (ALMOs)

Arms length management organisations (ALMOs)An arms length management organisation (ALMO) is a not-for-profit company that provides housing services on behalf of a local housing authority (LHA). Usually an ALMO is set up by the LHA to manage and improve all or part of its housing stock with the LHA

Dawn raid—who can raid my organisation and why?

Dawn raid—who can raid my organisation and why?

Dawn raid—who can raid my organisation and why?IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s withdrawal from the EU. At this point in time (referred to in UK law as ‘IP completion day’), key transitional