Mastering the nuances of resolving disputes within financial services can be achieved with expert guidance specifically designed for legal professionals. Gain insights into effective strategies and techniques, stay updated on regulatory changes, and enhance your understanding of the frameworks governing financial conflicts. Empower your business with best practices and real-world applications designed to streamline dispute resolution processes in this dynamic sector.
The Financial Action Task Force (FATF) has concluded its June 2026 plenary, resulting in changes to its Anti-Money Laundering and Counter-Terrorist...
A round-up of financial services developments, including (among other things) ESMA opens register of European Green Bonds external reviewers....
The Financial Conduct Authority (FCA) has published consultation paper ‘CP26/20, Adapting our rules for a changing market: self-invested personal...
A round-up of financial services developments, including (among other things) Government sets out final policy following AML/CTF supervision...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
If a rentcharge is shown as being informally exonerated on title information, does this apply to the current registered owner? Or does the informal exoneration only apply to the parties to the document which informally exonerated the rentcharge?This Q&A considers the situation where, at some
Late payment penalties—inheritance taxWhile interest often accrues on overdue tax, the late payment of certain taxes may also attract a penalty. For information on the interest accruing on overdue tax, see Practice Notes: IHT—payment deadlines on death—Interest on IHT and Interest on late paid
If a beneficiary signs a deed of disclaimer of their share of an estate and the estate pays their legal fees, will that count as a PET against their estate?A disclaimer is the refusal of a gift prior to acceptance. The refusal of the gift must take place before the beneficiary accepts any benefit
Template for regulatory references given by SMCR firms and disclosure requirements[Insert addressee details]Dear [insert name][It is our understanding that [insert name of prospective employee] [was an employee of yours between the dates of [insert dates as appropriate] OR is a current employee of
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