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BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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9th Nov
Practice notes
UCITS VIUCITS VI describes the European Commission's Consultation on Undertakings for Collective Investment in Transferable Securities issued 26th...
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Produced in partnership with Andrew Henderson Partner, Eversheds Sutherland LLP 12th Jan
Practice notes
Brexit: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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9th Nov
Practice notes
Recognised investment exchangesA recognised investment exchange (RIE) is a UK recognised body under Part XVIII of the Financial Services and Markets...
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9th Nov
Practice notes
On 10 June 2015, the Fair and Effective Markets Review (FEMR) published its final report. Running to 106 pages, the report covers a wide range of...
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9th Nov
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This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial Conduct Authority (FCA). The Principles form part of the...
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9th Nov
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This Practice Note looks at key aspects of consumer protection within the UK financial services regulatory system. The UK’s regulatory structure,...
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9th Nov
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The role of the FCAThe Financial Conduct Authority (FCA) forms part of the regulatory structure for financial services firms. The FCA has a...
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9th Nov
Practice notes
This Practice Note looks at the regulated activity of accepting deposits (often referred to as deposit taking). Accepting deposits is a key hallmark...
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9th Nov
Practice notes
Chapter 4 of the Financial Conduct Authority's (FCA) Conduct of Business sourcebook (COBS 4) contains the conduct of business requirements for...
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9th Nov
Practice notes
Disciplinary powers of the FCAThe disciplinary powers of the Financial Conduct Authority (FCA) are found in Part XIV of the Financial Services and...
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9th Nov
Practice notes
BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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Produced in partnership with Ms Elizabeth Budd of Pinsent Masons 12th Jan
Practice notes
Background to the Single RulebookHistorically, the European Commission (Commission) favours using Directives (rather than Regulations) to set out its...
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Produced in partnership with DLA Piper 12th Jan
Practice notes
The Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of business by a regulated firm relevant to...
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9th Nov
Practice notes
BREXIT: UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. For further...
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9th Nov
Practice notes
The roles of nominated officer and money laundering reporting officerA nominated officer is an individual who is nominated by a firm to receive...
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9th Nov

Most recent Dispute resolution for financial services lawyers content

Practice notes
Getting the Deal Through: Enforcement of Foreign Judgments 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Austria;...
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16th May
Practice notes
Financial services litigation—Australia—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to financial services litigation in...
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15th May
Practice notes
Financial services litigation—China—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to financial services litigation in China...
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15th May
Practice notes
The financial services sector and unfair contract terms BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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15th May
Practice notes
Financial services litigation—USA—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to financial services litigation in USA...
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15th May
Practice notes
Financial services litigation—United Arab Emirates—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to financial services...
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15th May
Practice notes
Financial services litigation—Switzerland—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to financial services litigation in...
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15th May
Practice notes
Action for damages under FSMA 2000This Practice Note explains the rights held by certain categories of person to sue authorised firms in circumstances...
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15th May
Practice notes
Group Litigation Orders in relation to financial services disputesThis Practice Note examines Group Litigation Orders (GLOs) in the context of...
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Produced in partnership with Chris Busby and Richard Bacon of Eversheds Sutherland (International) LLP 15th May
Practice notes
Injunctions and restitution under FSMA 2000In addition to their formal investigatory and enforcement powers, the Financial Conduct Authority (FCA) and...
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15th May
Practice notes
No duty of care owed to customers in connection with FCA past business reviewsSince 2015, the courts have grappled with the claimant argument that...
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Produced in partnership with Herbert Smith Freehills LLP of John Corrie, Ben Goodman, Dan Eziefula and Ceri Morgan 15th May
Practice notes
The Alternative Dispute Resolution Directive for FS lawyersIntroduction to the ADR DirectiveThe Directive on Alternative Dispute Resolution for...
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15th May
Practice notes
Financial services litigation—South Africa—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to financial services litigation in...
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15th May
Practice notes
Financial services litigation—Greece—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to financial services litigation in Greece...
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15th May
Practice notes
Financial services litigation—South Korea—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to financial services litigation in...
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15th May
Practice notes
Financial services litigation—Brazil—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to financial services litigation in Brazil...
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15th May
Practice notes
Financial services litigation—United Kingdom—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to financial services litigation...
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15th May
Practice notes
Securities litigation—Netherlands—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to securities litigation in Netherlands...
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15th May
Practice notes
Insurance litigation—Pakistan—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to insurance litigation in Pakistan published as...
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15th May
Practice notes
Insurance litigation—India—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to insurance litigation in India published as part...
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15th May

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