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Practice notes
What is credit and what is a regulated consumer credit agreement?Scope of this Practice NoteThere are several factors to consider when deciding...
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19th May
Practice notes
Threshold conditions under FSMA 2000This Practice Note provides a summary of the threshold conditions that apply to authorised firms, including firms...
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Produced in partnership with John Ahern 19th May
Practice notes
FCA financial crime guidance: FCG, FCTR and supporting materialsThis Practice Note explains the constituent parts of the Financial Conduct Authority...
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19th May
Practice notes
Financial Ombudsman Service—time limitsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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19th May
Practice notes
IFPRU Remuneration CodeBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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19th May
Practice notes
OEIC and ICVC authorisation and winding-upBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Macfarlanes 19th May
Practice notes
FCA—training and competenceBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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19th May
Practice notes
Financial Ombudsman Service—eligible complainantsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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19th May
Practice notes
FCA regulation of claims management companies—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Nicholas Thompsell of Fieldfisher 19th May
Practice notes
FCA client money rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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19th May
Practice notes
FCA client classification requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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19th May
Practice notes
The Financial Services Compensation SchemeBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Honor Levy of LexisNexis 19th May
Practice notes
Responsible lending requirements—CONC 5BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Jacqui Hatfield of Orrick, Herrington & Sutcliffe 19th May
Practice notes
Recognised investment exchangesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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19th May
Practice notes
Part VII Transfer of Banking BusinessSummaryAs noted in Practice Note: Insurance business transfer schemes, a regime for transferring portfolios of...
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19th May
Practice notes
Brexit and financial services—the financial services contracts regime (FSCR)This Practice Note considers the financial services contracts regime...
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19th May

Most recent Dispute resolution for financial services lawyers content

Q&As
Are UK courts and tribunals bound by decisions of the Court of Justice of the European Union post-Brexit?As of exit day (11pm on 31 January 2020) the...
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28th Jul
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 28th Jul
Practice notes
Mis-selling interest rate hedging products—a guide for R&I lawyersIntroductionPrior to September 2008, numerous small and medium-sized enterprises...
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Produced in partnership with Matthew Shankland and Sarah Lainchbury of Sidley Austin LLP 27th Jul
Practice notes
Legal professional privilege in civil proceedingsThis Practice Note considers legal professional privilege (LPP), which is made up of legal advice...
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27th Jul
Practice notes
Civil fraud—frequently asked questions (FAQ)Fraud—what is it?Fraud can best be described as the deliberate or intentional use of misrepresentation,...
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23rd Jul
Practice notes
The Financial List—starting and transferring claimsWhat is the Financial List?The Financial List is a specialist list in the High Court which came...
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22nd Jul
Practice notes
Public access to court documents and information in civil proceedingsThis Practice Note provides guidance on when the public may access documents on...
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22nd Jul
Practice notes
Resolving derivatives disputes—key casesThis Practice Note sets out certain key cases and associated analysis relevant to derivatives practitioners....
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14th Jul
Practice notes
Dispute resolution and derivativesThe nature, main types and main uses of financial derivatives are summarised in Practice Notes: The nature of...
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12th Jul
Practice notes
Privilege—loss or waiver of privilegeThis Practice Note looks at loss of privilege in civil litigation in the context of legal professional privilege...
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12th Jul
Practice notes
Freezing injunctions—guiding principlesThis Practice Note introduces freezing injunctions, explaining what they are and the different types that can...
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8th Jul
Practice notes
Privilege—joint and common interest privilegeThis Practice Note considers the concepts of joint privilege (being joint retainer or joint interest...
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8th Jul
Practice notes
Privilege—general principlesThis Practice Note considers the general principles, meaning and rationale behind privilege. It identifies the different...
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7th Jul
Practice notes
Anti-suit injunctions—principlesThis Practice Note explains anti-suit injunctions. It looks at the timing of an application for anti-suit injunction...
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Produced in partnership with Nicolas Pointon and Michelle Radom of Clyde and Co 17th Jun
Practice notes
Privilege rules around the worldWhen dealing with litigation in various different jurisdictions, the Getting The Deal Through Guide (GTDT) titled:...
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10th Jun
Practice notes
Understanding applicable law—a guide for dispute resolution practitionersThis Practice Note explains what is meant by applicable law, also known as...
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9th Jun
Q&As
If a client would like to voluntarily waive privilege in an investigation, what are the risks and how can they be mitigated?Ownership of...
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Produced in partnership with Jonathan Edwards of Radcliffe Chambers and Daniel Gill of Clarke Willmott 5th Jun
Q&As
Where party A in country A enters into a swap contract with party B in country B, what are the applicable rules as to the jurisdiction in which the...
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5th Jun
Practice notes
The financial services sector and unfair contract terms BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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5th Jun
Practice notes
Action for damages under FSMA 2000This Practice Note explains the rights held by certain categories of person to sue authorised firms in circumstances...
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5th Jun

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