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Practice notes
Authorisation of an authorised unit trust (AUT)What is an AUT?A unit trust is a type of collective investment scheme (CIS) in which the assets are...
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9th Nov
Practice notes
BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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9th Nov
Practice notes
UCITS VIUCITS VI describes the European Commission's Consultation on Undertakings for Collective Investment in Transferable Securities issued 26th...
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Produced in partnership with Andrew Henderson Partner, Eversheds Sutherland LLP 12th Jan
Practice notes
Brexit: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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9th Nov
Practice notes
Recognised investment exchangesA recognised investment exchange (RIE) is a UK recognised body under Part XVIII of the Financial Services and Markets...
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9th Nov
Practice notes
This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial Conduct Authority (FCA). The Principles form part of the...
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9th Nov
Practice notes
This Practice Note looks at key aspects of consumer protection within the UK financial services regulatory system. The UK’s regulatory structure,...
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9th Nov
Practice notes
The role of the FCAThe Financial Conduct Authority (FCA) forms part of the regulatory structure for financial services firms. The FCA has a...
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9th Nov
Practice notes
This Practice Note looks at the regulated activity of accepting deposits (often referred to as deposit taking). Accepting deposits is a key hallmark...
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9th Nov
Practice notes
Chapter 4 of the Financial Conduct Authority's (FCA) Conduct of Business sourcebook (COBS 4) contains the conduct of business requirements for...
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9th Nov
Practice notes
Disciplinary powers of the FCAThe disciplinary powers of the Financial Conduct Authority (FCA) are found in Part XIV of the Financial Services and...
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9th Nov
Practice notes
BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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Produced in partnership with Ms Elizabeth Budd of Pinsent Masons 12th Jan
Practice notes
Background to the Single RulebookHistorically, the European Commission (Commission) favours using Directives (rather than Regulations) to set out its...
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Produced in partnership with DLA Piper 12th Jan
Practice notes
The Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of business by a regulated firm relevant to...
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9th Nov
Practice notes
BREXIT: UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. For further...
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9th Nov
Practice notes
The roles of nominated officer and money laundering reporting officerA nominated officer is an individual who is nominated by a firm to receive...
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9th Nov

Most recent International dispute resolution for financial services lawyers content

Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to insurance litigation in China published as part of the Lexology Getting the Deal...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to securities litigation in Greece published as part of the Lexology Getting the Deal...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to securities litigation in Nigeria published as part of the Lexology Getting the Deal...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to insurance litigation in France published as part of the Lexology Getting the Deal...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to complex commercial litigation in Portugal published as part of the Lexology Getting...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to securities litigation in USA published as part of the Lexology Getting the Deal...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to insurance litigation in South Korea published as part of the Lexology Getting the...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to complex commercial litigation in USA published as part of the Lexology Getting the...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to complex commercial litigation in Romania published as part of the Lexology Getting...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to complex commercial litigation in Denmark published as part of the Lexology Getting...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to complex commercial litigation in Cyprus published as part of the Lexology Getting the...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to securities litigation in India published as part of the Lexology Getting the Deal...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to insurance litigation in India published as part of the Lexology Getting the Deal...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to complex commercial litigation in Switzerland published as part of the Lexology...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to complex commercial litigation in Mexico published as part of the Lexology Getting the...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to complex commercial litigation in Japan published as part of the Lexology Getting the...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to securities litigation in Ireland published as part of the Lexology Getting the Deal...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to insurance litigation in Sweden published as part of the Lexology Getting the Deal...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to insurance litigation in Pakistan published as part of the Lexology Getting the Deal...
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29th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to insurance litigation in Chile published as part of the Lexology Getting the Deal...
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