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Practice notes
What is credit and what is a regulated consumer credit agreement?Scope of this Practice NoteThere are several factors to consider when deciding...
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19th May
Q&As
Does section 75 of the Consumer Credit Act 1974 give full protection to a cardholder for breach of contract when booking services used by the...
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19th May
Practice notes
Application of the FCA's COBS 4 rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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19th May
Practice notes
SM&CR—FCA and PRA Fitness and Propriety requirementsThe Senior Managers & Certification Regime (SM&CR) is the Financial Conduct Authority’s (FCA) and...
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Produced in partnership with John Drabble of Kemp Little LLP 19th May
Practice notes
Mortgage and home finance conduct of business—responsible lending, charges and arrears requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP...
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19th May
Practice notes
OEIC and ICVC authorisation and winding-upBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Macfarlanes 19th May
Practice notes
FCA—training and competenceBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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19th May
Practice notes
EMIR REFIT and EMIR 2.2 roadmapRegulation (EU) 2019/834 (OJ L 141/42) (EU EMIR REFIT) was published in the Official Journal of the EU on 28 May 2019...
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19th May
Practice notes
The European Systemic Risk BoardBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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19th May
Practice notes
SM&CR—Statements of Responsibility (SoRs)Banks, building societies, credit unions, PRA-regulated investment firms and insurers are required to file a...
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19th May
Practice notes
Responsible lending requirements—CONC 5BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Jacqui Hatfield of Orrick, Herrington & Sutcliffe 19th May
Practice notes
Public censure by the FCALexis®PSL Financial Services FCA/PRA Enforcement Database: This incorporates detailed information on all substantive FCA and...
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19th May
Practice notes
Recognised investment exchangesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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19th May
Practice notes
Appointed representativesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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19th May
Practice notes
Regulatory capital—purpose, quantity and qualityBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Morrison & Foerster 19th May

Most recent Investment funds and asset management content

Practice notes
Private equity (transactions)—United Kingdom—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions)...
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26th Jul
Practice notes
Private equity (transactions)—USA—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in USA...
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26th Jul
Practice notes
Private equity (transactions)—Thailand—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in...
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26th Jul
Practice notes
Private equity (transactions)—United Arab Emirates—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity...
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26th Jul
Practice notes
Private equity (transactions)—Nigeria—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in...
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26th Jul
Practice notes
Private equity (transactions)—France—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in France...
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26th Jul
Practice notes
Private equity (transactions)—Mexico—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in Mexico...
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26th Jul
Practice notes
Private equity (transactions)—Switzerland—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in...
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26th Jul
Practice notes
Private equity (transactions)—India—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in India...
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26th Jul
Practice notes
Private equity (transactions)—Germany—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in...
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26th Jul
Practice notes
Private equity (transactions)—Egypt—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in Egypt...
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26th Jul
Practice notes
Private equity (transactions)—British Virgin Islands—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity...
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26th Jul
Practice notes
Private equity (transactions)—Australia—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in...
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26th Jul
Practice notes
The FCA’s Asset Management Market StudyBackground to the studyThe FCA published the terms of reference for its Asset Management Market Study (AMMS) on...
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26th Jul
Practice notes
Private equity (transactions)—Spain—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in Spain...
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26th Jul
Practice notes
Private equity (transactions)—Japan—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in Japan...
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26th Jul
Practice notes
Private equity (transactions)—Austria—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in...
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26th Jul
Practice notes
Most favoured nation provisions and their use in private equity fundsIP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit...
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Produced in partnership with William Jones of RPC 23rd Jul
Practice notes
LR Resource Note—LR 15—Closed-Ended Investment Funds: Premium listingThis Resource Note highlights relevant commentary, analysis and resources to...
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22nd Jul
Practice notes
UK REITs—taxation of the REIT and shareholdersFORTHCOMING CHANGE: Finance Bill 2022 will amend the real estate investment trust (REIT) regime. The...
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Produced in partnership with Martin Shah of Simmons & Simmons and Charles Goddard of Rosetta Tax 22nd Jul

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