Gain clarity on structuring and managing investment funds with our expert guidance. From fund formation to regulatory compliance, we provide the tools and insights necessary to stay ahead in this fast-evolving landscape. This topic also offers strategic advice on asset management to ensure your clients’ portfolios align with current financial regulations and best practices.
A round-up of financial services developments, including (among other things) Government sets out final policy following AML/CTF supervision...
Law360, London: The Financial Conduct Authority (FCA) has said it plans to increase the fines it imposes on individuals for misconduct following a...
A round-up of financial services developments, including (among other things) FCA’s Therese Chambers discusses behind-the-scenes work to tackle...
This week's edition of Financial Services weekly highlights includes: UK Finance report calls on tech and telecoms firms to help fight fraud; MiFIR:...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Non-UCITS retail schemes (NURS)This Practice Note explores non-UCITS retail schemes (NURS) and comments on investment powers, key investor information documents (KIIDs), promotion and NURS that are funds of alternative investment funds (FAIFs) or property authorised investment funds (PAIFs).What is
If a rentcharge is shown as being informally exonerated on title information, does this apply to the current registered owner? Or does the informal exoneration only apply to the parties to the document which informally exonerated the rentcharge?This Q&A considers the situation where, at some
Late payment penalties—inheritance taxWhile interest often accrues on overdue tax, the late payment of certain taxes may also attract a penalty. For information on the interest accruing on overdue tax, see Practice Notes: IHT—payment deadlines on death—Interest on IHT and Interest on late paid
Contributory negligence in personal injury claimsContributory negligence is a partial defence which can lead to a discount in damages.Other defences may also be relevant. See Practice Notes: Did the claimant consent to the risk of injury? and Was the claimant involved in an illegal activity?If a
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