Gain clarity on structuring and managing investment funds with our expert guidance. From fund formation to regulatory compliance, we provide the tools and insights necessary to stay ahead in this fast-evolving landscape. This topic also offers strategic advice on asset management to ensure your clients’ portfolios align with current financial regulations and best practices.
The Financial Conduct Authority (FCA) has announced that Christopher Woolcott has pleaded guilty to four counts of fraud and forgery after creating a...
A round-up of financial services developments, including (among other things) EU CRR: Commission Delegated Regulation making temporary adjustments to...
This week's edition of Financial Services weekly highlights includes: FCA holds joint session with MoD on defence, security and resilience; Prospectus...
A round-up of financial services developments, including (among other things) EBA responds to Commission’s refusal to endorse prior permission RTS....
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Complying with the collective investment schemes sourcebook (COLL)STOP PRESS—Impact of the Retained EU Law (Revocation and Reform) Act 2023: This document contains references to retained EU law (REUL) and associated terms introduced by the European Union (Withdrawal) Act 2018 in connection with
Unregulated collective investment schemes—essentialsThis Practice Note examines the key regulatory considerations relating to unregulated collective investment schemes (UCIS) in the UK. It discusses what UCIS are, the risks they pose, the UCIS regulatory framework, restrictions on how UCIS are
What is the difference between an appeal and a review?What is an appeal?An appeal in insolvency proceedings is no different to an appeal in normal litigation. An appeal will be allowed only if the appeal court is satisfied that the decision of the lower court was 'wrong' or 'unjust because of a
If a rentcharge is shown as being informally exonerated on title information, does this apply to the current registered owner? Or does the informal exoneration only apply to the parties to the document which informally exonerated the rentcharge?This Q&A considers the situation where, at some point
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