BREXIT: The UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. To ensure...
Recognised investment exchangesA recognised investment exchange (RIE) is a UK recognised body under Part XVIII of the Financial Services and Markets...
This Practice Note looks at the regulated activity of accepting deposits (often referred to as deposit taking). Accepting deposits is a key hallmark...
Background to the Single RulebookHistorically, the European Commission (Commission) favours using Directives (rather than Regulations) to set out its...
BREXIT: UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. For further...
Getting the Deal Through: Private Equity (Fund Formation) 2020Jurisdictions coveredThe following jurisdictions are covered in this report:Australia;...
Shareholder Rights Directive IIShareholder Rights Directive IIThis Practice Note gives an overview of Directive (EU) 2017/828 which amended Directive...
Facilitating cross-border distribution of collective investment fundsBREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State....
Packaged Retail and Insurance-based Investment Products (PRIIPs)—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end...
The FCA’s Asset Management Market StudyBackground to the studyThe FCA published the terms of reference for its Asset Management Market Study (AMMS) on...
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