This Practice Note looks at the regulated activity of accepting deposits (often referred to as deposit taking). Accepting deposits is a key hallmark...
Recognised investment exchangesA recognised investment exchange (RIE) is a UK recognised body under Part XVIII of the Financial Services and Markets...
BREXIT: The UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. To ensure...
The debt sale and purchase market in the UKThe debt sale and purchase market has for some time been very active throughout the UK. It is an important...
This Solvency II quick guide details current UK legislation and retained EU legislation in relation to prudential insurance requirements that will be...
This Quick Look Brexit Financial Services Legislation Status Guide provides high-level information on the status of Regulation (EU) 1286/2014 on key...
This Brexit Alternative Investment Fund Managers Directive 2011/61/EC (AIFMD) quick guide details current UK legislation and retained EU legislation...
In the UK, investigations into markets can be carried out where there are concerns that markets may not be working well, to find out why and consider...
At 11pm UK time on 31 January 2020 (exit day), the United Kingdom left the European Union in accordance with a ratified Withdrawal Agreement between...
This Resource Note highlights relevant commentary, analysis and resources to assist with the interpretation of, and provide practical guidance on the...
Venture capital is a type of private equity investment provided to early stage, start-up businesses with little or no operating history.Background to...
To access the Market Tracker corporate deal data analysis tool, click here. Alternatively click the link in the Tools menu under the Key Resources tab...
Board compositionIn 50:50 joint ventures, the joint venture agreement (JVA) will usually provide for the parties to have the right to appoint an equal...
This Practice Note discusses the provisions of a limited partnership agreement for limited partnerships formed under the Limited Partnerships Act 1907...
Sources of limited partnership lawThe main body of law governing a limited partnership formed under English law (as opposed to a general partnership,...
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