AIFMD

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Practice notes
Collective investment schemes—essentialsThis Practice Note examines the definition of a collective investment scheme (CIS) and available exemptions,...
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19th May
Practice notes
Introduction to the FCA COBS 4 rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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19th May
Practice notes
CORONAVIRUS (COVID-19): The FCA has issued a statement setting out its expectations on complaints handling by firms during the coronavirus pandemic....
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19th May
Practice notes
Threshold conditions under FSMA 2000This Practice Note provides a summary of the threshold conditions that apply to authorised firms, including firms...
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Produced in partnership with John Ahern 19th May
Practice notes
FCA—APR controlled functions for benchmark administrators and appointed representativesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’)...
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19th May
Practice notes
IFPRU Remuneration CodeBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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19th May
Practice notes
FCA—training and competenceBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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19th May
Practice notes
Regulated mortgage contracts and home finance transactions definedBackground to the regulation of home finance transactionsThe regulation of home...
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19th May
Practice notes
What are regulated activities?Under the general prohibition a person cannot carry out a regulated activity, or purport to carry out a regulated...
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19th May
Practice notes
EMIR REFIT and EMIR 2.2 roadmapRegulation (EU) 2019/834 (OJ L 141/42) (EU EMIR REFIT) was published in the Official Journal of the EU on 28 May 2019...
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19th May
Practice notes
The European Systemic Risk BoardBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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19th May
Practice notes
Financial Services Compensation Scheme (FSCS)—the qualifying conditions for compensationThis Practice Note covers the conditions necessary for the...
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Produced in partnership with Honor Levy of LexisNexis 19th May
Practice notes
Conduct Rules for SM&CR FirmsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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Produced in partnership with Mark Compton and Lauren Smith of Mayer Brown International LLP 19th May
Practice notes
USA—Introduction to state securities (blue sky) lawsState securities regulatorsApart from the Securities and Exchange Commission (SEC), which is an...
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19th May
Practice notes
Financial Conduct Authority—authorisationBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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19th May

Most recent AIFMD content

Practice notes
The Overseas Funds RegimeThe Financial Services Act 2021 (FSA 2021) introduces a new overseas funds regime (OFR) for recognition of non-UK retail...
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Produced in partnership with André Wint (independent consultant, Merlys) 22nd Jul
Practice notes
AIFMD—essentialsThis Practice Note explores key elements of the Alternative Investment Fund Managers Directive (Directive 2011/61/EU) (AIFMD),...
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28th Jun
Practice notes
Impact of Brexit: AIFMD—quick guideThis Brexit Alternative Investment Fund Managers Directive 2011/61/EC (AIFMD) quick guide details current UK...
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25th Jun
Practice notes
AIFMD—Remuneration Code .What is the AIFMD?The AIFMD (Directive 2011/61/EU) covers the management, administration and marketing of alternative...
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9th Jun
Practice notes
Facilitating cross-border distribution of collective investment fundsBREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State....
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7th Jun
Practice notes
AIFMD—one minute guide This one minute guide provides a condensed summary of the key requirements of the Alternative Investment Fund Managers...
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7th Jun
Practice notes
AIFMD—transparency rules and the prospectusBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with David Young of Pinsent Masons and Alice Bell of Pinsent Masons 5th Jun
Q&As
Can real estate joint venture arrangements be subject to onerous and costly regulation under the Alternative Investment Fund Managers...
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5th Jun
Q&As
Where an alternative fund manager falls within regulation 10(2) of the Alternative Investment Fund Managers Regulations 2013 as an internally managed...
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Produced in partnership with Lynne Counsell of 9 Stone Buildings 5th Jun
Practice notes
Impact of Brexit on asset managers and investment fundsThis Practice Note considers the impact of Brexit on asset managers and investment funds and...
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5th Jun
Practice notes
European Long-Term Investment Funds Regulation (the ELTIF Regulation)This Practice Note analyses the European Long-Term Investment Fund (ELTIF)...
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5th Jun
Practice notes
Key provisions of AIFMD—depositoriesBREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the...
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Produced in partnership with Macfarlanes 5th Jun
Practice notes
AIFMD—the marketing of AIFs, passporting and third country provisionsThis Practice Note explores the measures in the Alternative Investment Fund...
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5th Jun
Practice notes
The European Social Entrepreneurship Funds (EuSEF) RegulationThe EuSEF regulatory frameworkThis Practice Note provides an overview of the European...
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5th Jun
Practice notes
AIFMD—organisational and valuation requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Macfarlanes 5th Jun
Practice notes
European Venture Capital Funds (EuVECA) RegulationThis Practice Note provides an overview of the European Venture Capital Funds Regulation (EU)...
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5th Jun
Practice notes
AIFMD disclosure, reporting and anti-asset stripping requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
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Produced in partnership with Macfarlanes 5th Jun
Practice notes
AIFMD—the role of competent authoritiesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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5th Jun

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