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Practice notes
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
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19th May
Practice notes
Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001This Practice Note seeks to explain the types of agreements...
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Produced in partnership with Rebecca Kellner of Orrick, Herrington & Sutcliffe and Jacqui Hatfield of Orrick, Herrington & Sutcliffe 19th May
Practice notes
Interaction between the PRA, FCA and FPCBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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19th May
Practice notes
Second Wire Transfer Regulation (EU WTR2 and UK WTR2)—essentialsThe Second Wire Transfer Regulation (EU) 2015/847 (WTR2), also known as the Funds...
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19th May
Practice notes
Overview of UK implementation of the Consumer Credit DirectiveBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
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Produced in partnership with Sam Millar of DLA Piper and Tony Katz of DLA Piper 19th May
Practice notes
FCA client money rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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19th May
Practice notes
What are regulated activities?Under the general prohibition a person cannot carry out a regulated activity, or purport to carry out a regulated...
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19th May
Practice notes
FCA client classification requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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19th May
Practice notes
SM&CR—Statements of Responsibility (SoRs)Banks, building societies, credit unions, PRA-regulated investment firms and insurers are required to file a...
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19th May
Practice notes
EMIR REFIT and EMIR 2.2 roadmapRegulation (EU) 2019/834 (OJ L 141/42) (EU EMIR REFIT) was published in the Official Journal of the EU on 28 May 2019...
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19th May
Practice notes
The European Systemic Risk BoardBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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19th May
Practice notes
The Financial Services Compensation SchemeBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Honor Levy of LexisNexis 19th May
Practice notes
Financial Services Compensation Scheme (FSCS)—the qualifying conditions for compensationThis Practice Note covers the conditions necessary for the...
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Produced in partnership with Honor Levy of LexisNexis 19th May
Practice notes
The Single RulebookBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered...
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Produced in partnership with DLA Piper 19th May
Practice notes
Unregulated collective investment schemes—essentialsWhat are unregulated collective investment schemes?In the UK, an unregulated collective investment...
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Produced in partnership with Lora Froud of Macfarlanes 19th May
Practice notes
Responsible lending requirements—CONC 5BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Jacqui Hatfield of Orrick, Herrington & Sutcliffe 19th May

Most recent International funds guides content

Practice notes
Fund management—Portugal—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to fund management in Portugal published as part of...
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5th Sep
Practice notes
Getting the Deal Through: Private Equity (Fund Formation) 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Australia;...
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31st Aug
Practice notes
Getting the Deal Through: Private Equity (Transactions) 2020Jurisdictions coveredThe following jurisdictions are covered in this report:Australia;...
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31st Aug
Practice notes
Getting the Deal Through: Fund Management 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Cayman Islands; France;...
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31st Aug
Practice notes
International Financial Markets Guide—Ireland1.1 What are the restrictions on the taping of telephone calls to or from a person outside an...
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Produced in partnership with Maedhbh Clancy of Arthur Cox LLP 19th Aug
Practice notes
International Financial Markets Guide—Jersey1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person...
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Produced in partnership with Ogier 11th Aug
Practice notes
International Financial Markets Guide—GuernseyIntroductory NoteGuernsey includes the islands of Guernsey, Herm and Jethou. The Bailiwick of Guernsey...
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Produced in partnership with Ogier 11th Aug
Practice notes
Private equity (transactions)—Croatia—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in...
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11th Aug
Practice notes
Private equity (fund formation)—Croatia—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (fund formation) in...
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11th Aug
Practice notes
Private equity (transactions)—United Kingdom—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions)...
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11th Aug
Practice notes
Fund management—Sweden—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to fund management in Sweden published as part of the...
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11th Aug
Practice notes
Private equity (transactions)—Nigeria—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in...
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11th Aug
Practice notes
Fund management—Greece—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to fund management in Greece published as part of the...
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11th Aug
Practice notes
Private equity (fund formation)—United Kingdom—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (fund...
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11th Aug
Practice notes
Fund management—France—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to fund management in France published as part of the...
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11th Aug
Practice notes
Fund management—Ireland—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to fund management in Ireland published as part of the...
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11th Aug
Practice notes
Fund management—United Kingdom—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to fund management in United Kingdom published...
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11th Aug
Practice notes
Fund management—Germany—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to fund management in Germany published as part of the...
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11th Aug
Practice notes
Private equity (transactions)—Mexico—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (transactions) in Mexico...
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3rd Aug
Practice notes
Private equity (fund formation)—Mexico—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to private equity (fund formation) in...
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2nd Aug

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