Gain essential insights into the realms of markets and trading. This includes regulatory frameworks, trading practices, and compliance issues, ensuring your clients' transactions remain robust and legally sound. Explore in-depth guidance on market conduct, insider trading regulations, and the latest developments in financial instruments.
The Office of Financial Sanctions Implementation (OFSI) has imposed a £165,000 monetary penalty on Deutsche Bank AG London Branch under section 146 of...
A round-up of financial services developments, including (among other things) BoE sets out tokenisation vision for UK money and markets....
A round-up of financial services developments, including (among other things) PRA to consult on reforming ring-fenced bank rules....
A round-up of financial services developments, including (among other things) PRA identifies themes from 2025 Firm Feedback Exercise....
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
What is the difference between an appeal and a review?What is an appeal?An appeal in insolvency proceedings is no different to an appeal in normal litigation. An appeal will be allowed only if the appeal court is satisfied that the decision of the lower court was 'wrong' or 'unjust because of a
If a rentcharge is shown as being informally exonerated on title information, does this apply to the current registered owner? Or does the informal exoneration only apply to the parties to the document which informally exonerated the rentcharge?This Q&A considers the situation where, at some
Strike out—making an application to strike out a statement of caseA strike out order can be made either following an application by the parties or on the court's own initiative. This Practice Note deals with the scenario of the order being made following a party's application.Making an application
Glossary—Latin legal termsDespite attempts in recent years to simplify the language used in legal cases, there are still a number of Latin phrases commonly used in personal injury claims. The following Latin phrases are listed in alphabetical order:Latin
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