Stay ahead in the financial services sector with insights into key developments and future trends. This topic equips legal practitioners with the foresight needed to anticipate changes and adapt strategies, ensuring continued relevance and compliance.
The following Corporate Crime news provides comprehensive and up to date legal information on UK sanctions regime review lacks detail on beefing up meager enforcement
The following Financial Services news provides comprehensive and up to date legal information on FCA review highlights valuation standards for private funds
The Money Laundering Reporting Officer (MLRO)This Practice Note provides information on the role of the nominated officer and the Money Laundering...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Financial Conduct Authority—objectives and principlesThe role of the FCAThe Financial Conduct authority (FCA) forms part of the regulatory structure...
Brexit—impact on financial servicesThis Practice Note provides information relating to the impact of Brexit on financial services, including the loss of passporting rights, and how UK and EU firms should proceed following the UK becoming a third country for the purposes of EU financial services law
Financial Services analysis: Tracey Dovaston, partner, and Alessia de Quincey, counsel, of Pallas Partners LLP, consider the investigations and enforcement trends which have generated attention in the past year and highlight the trends they expect to see in 2023 revolving around financial crime,
What is the difference between an appeal and a review?What is an appeal?An appeal in insolvency proceedings is no different to an appeal in normal litigation. An appeal will be allowed only if the appeal court is satisfied that the decision of the lower court was 'wrong' or 'unjust because of a
Financial clean break orders in family proceedingsDuty of the court to consider a clean breakAlthough there is no presumption in favour of there being a financial clean break between parties on divorce, the court is under a duty to consider whether it would be appropriate to exercise its powers so
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