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Practice notes
Chapter 4 of the Financial Conduct Authority's (FCA) Conduct of Business sourcebook (COBS 4) contains the conduct of business requirements for...
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9th Nov
Practice notes
This Practice Note looks at the regulated activity of accepting deposits (often referred to as deposit taking). Accepting deposits is a key hallmark...
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9th Nov
Practice notes
The role of the FCAThe Financial Conduct Authority (FCA) forms part of the regulatory structure for financial services firms. The FCA has a...
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9th Nov
Practice notes
This Practice Note looks at key aspects of consumer protection within the UK financial services regulatory system. The UK’s regulatory structure,...
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9th Nov
Practice notes
On 10 June 2015, the Fair and Effective Markets Review (FEMR) published its final report. Running to 106 pages, the report covers a wide range of...
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9th Nov
Practice notes
Recognised investment exchangesA recognised investment exchange (RIE) is a UK recognised body under Part XVIII of the Financial Services and Markets...
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9th Nov
Practice notes
Brexit: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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9th Nov
Practice notes
UCITS VIUCITS VI describes the European Commission's Consultation on Undertakings for Collective Investment in Transferable Securities issued 26th...
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Produced in partnership with Andrew Henderson Partner, Eversheds Sutherland LLP 9th Nov
Practice notes
BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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9th Nov
Practice notes
BREXIT: The UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. To ensure...
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9th Nov
Practice notes
Authorisation of an authorised unit trust (AUT)What is an AUT?A unit trust is a type of collective investment scheme (CIS) in which the assets are...
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9th Nov
Practice notes
The debt sale and purchase market in the UKThe debt sale and purchase market has for some time been very active throughout the UK. It is an important...
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9th Nov
Practice notes
Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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9th Nov
Practice notes
This Practice Note provides information relating to the impact of Brexit on the recast Markets in Financial Instruments Directive (Directive...
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9th Nov
Practice notes
This Solvency II quick guide details current UK legislation and retained EU legislation in relation to prudential insurance requirements that will be...
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9th Nov
Practice notes
Scope of this Practice NoteThere are several factors to consider when deciding whether or not a credit agreement is regulated under the regulatory...
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9th Nov

Most recent Brexit content

Practice notes
This Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the UK’s withdrawal from the...
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4th Dec
Practice notes
This quick guide details current UK legislation and retained EU legislation that will be amended and/or revoked by the Securitisation (Amendment) (EU...
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4th Dec
Practice notes
This Quick Look Brexit Financial Services Legislation Status Guide provides high level information on the status of the European Market Infrastructure...
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4th Dec
Practice notes
Lawyers and the companies they advise need to understand what their sanctions risks are in order to develop and implement an appropriate compliance...
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4th Dec
Practice notes
This Quick Look Brexit Financial Services Legislation Status Guide provides high level information on the status of Regulation (EU) 2017/2402 (the...
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4th Dec
Practice notes
This Practice Note discusses the impact of Brexit on the general processing of personal data under the General Data Protection Regulation, Regulation...
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4th Dec
Practice notes
This Quick Look Brexit Financial Services Legislation Status Guide provides high level information on the status of Regulation (EU) 2016/1011 (the...
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4th Dec
Practice notes
This quick guide details current UK legislation and retained EU legislation that will be amended and/or revoked by the Benchmarks (Amendment and...
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4th Dec
Practice notes
At 11pm UK time on 31 January 2020 (exit day), the United Kingdom left the European Union in accordance with a ratified Withdrawal Agreement between...
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3rd Dec
Practice notes
This Brexit Bank Recovery and Resolution Directive 2014/59/EU quick guide details current UK legislation and retained EU legislation that will be...
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3rd Dec
Practice notes
This Practice Note considers the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA)/Bank of England (BoE) temporary...
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2nd Dec
Practice notes
This Practice Note considers the financial services contracts regime (FSCR), which will come into force at the end of the implementation period...
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2nd Dec
Practice notes
The status of the UK’s single market membership The EU single market is an economic area in which barriers to trade between its members have been...
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2nd Dec
Practice notes
As of exit day, the UK is no longer an EU Member State, but it has entered an implementation period during which it continues to be treated by the EU...
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1st Dec
Practice notes
Brexit: As of exit day (11pm on 31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK...
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1st Dec
Practice notes
This Brexit consumer credit quick guide details current UK legislation and retained EU legislation that will be amended and/or revoked by the Consumer...
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30th Nov
Q&As
There are two schools of thought on how Brexit may prevent the Financial Transactions Tax (FTT) proposals from affecting the UK. The first is a policy...
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Produced in partnership with Hilary Barclay of Stephenson Harwood 29th Nov
Q&As
Brexit news and analysis in Lexis®PSLYou can receive Brexit news updates and analysis by signing up for alerts within Lexis®PSL. Brexit related news...
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29th Nov
Practice notes
Brexit: This Practice Note contains guidance on subjects impacted by the UK’s withdrawal from the EU. As of 31 January 2020 (exit day), the UK is no...
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Produced in partnership with Laura Bolado 29th Nov
Practice notes
This Practice Note outlines the possible arrangements for trading with the EU Member States, with reference to key models for existing trading...
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Produced in partnership with Adam Cygan of University of Leicester 29th Nov

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