Threshold conditions under FSMA 2000This Practice Note provides a summary of the threshold conditions that apply to authorised firms, including firms...
FCA financial crime guidance: FCG, FCTR and supporting materialsThis Practice Note explains the constituent parts of the Financial Conduct Authority...
Remuneration Code for BIPRU firmsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
SM&CR—Statements of Responsibility (SoRs)Banks, building societies, credit unions, PRA-regulated investment firms and insurers are required to file a...
The Single RulebookBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered...
Public censure by the FCALexis®PSL Financial Services FCA/PRA Enforcement Database: This incorporates detailed information on all substantive FCA and...
Coronavirus (COVID-19)—EU capital markets recovery packageThis Practice Note summarises the new capital markets recovery package of measures proposed...
Will the UK remain a signatory to the Basle Capital Convergence Agreement of July 1988 post Brexit?The Basel Accords—Basel I, II and IIIThe Basle (or...
Administration procedures for UK banks, building societies and investment banksThis Practice Note provides high-level guidance on the administration...
Financial Services (Banking Reform) Act 2013—essentialsThis Practice Note outlines the key changes to UK banking reform adopted through the Financial...
Coronavirus (COVID-19)—targeted EU banking packageThis Practice Note summarises the new targeted banking package of measures proposed by the European...
Review of the EU prudential framework for investment firmsOn 20 December 2017, the European Commission proposed an overhaul of the prudential regime...
Financial Services (Banking Reform) Act 2013—background and contextBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
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