Navigate the complexities of prudential regulation effectively with our comprehensive guidance. Designed for seasoned legal professionals in financial services, this resource provides essential insights into capital adequacy, risk management, and regulatory compliance. Stay informed on the latest standards and best practices to ensure your clients meet stringent prudential requirements confidently.
A round-up of financial services developments, including (among other things) FCA launches two consultations supporting an equity consolidated tape....
A round-up of financial services developments, including (among other things) SRB publishes operational guidance for banks on Business Reorganisation...
This week's edition of Financial Services weekly highlights includes: FCA publishes findings from review of outcomes monitoring; DGSD3: EBA consults...
A round-up of financial services developments, including (among other things) PRA updates SoP1/20 on its approach to publication of Solvency II...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
What is the difference between an appeal and a review?What is an appeal?An appeal in insolvency proceedings is no different to an appeal in normal litigation. An appeal will be allowed only if the appeal court is satisfied that the decision of the lower court was 'wrong' or 'unjust because of a
Late payment penalties—inheritance taxWhile interest often accrues on overdue tax, the late payment of certain taxes may also attract a penalty. For information on the interest accruing on overdue tax, see Practice Notes: IHT—payment deadlines on death—Interest on IHT and Interest on late paid
Contributory negligence in personal injury claimsContributory negligence is a partial defence which can lead to a discount in damages.Other defences may also be relevant. See Practice Notes: Did the claimant consent to the risk of injury? and Was the claimant involved in an illegal activity?If a
Glossary—Latin legal termsDespite attempts in recent years to simplify the language used in legal cases, there are still a number of Latin phrases commonly used in personal injury claims. The following Latin phrases are listed in alphabetical order:Latin termDefinitionMeaningActa iure imperiiLegal
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