Navigate the complexities of prudential regulation effectively with our comprehensive guidance. Designed for seasoned legal professionals in financial services, this resource provides essential insights into capital adequacy, risk management, and regulatory compliance. Stay informed on the latest standards and best practices to ensure your clients meet stringent prudential requirements confidently.
A round-up of financial services developments, including (among other things) HMT announces first Critical Third Parties as BoE, PRA and FCA oversight...
This week's edition of Financial Services weekly highlights includes: FCA’s review of AI in financial services discusses potential risks and rewards;...
A round-up of financial services developments, including (among other things) TheCityUK makes recommendations on how UK can attract Shariah-aligned...
The Financial Conduct Authority (FCA) has announced that it has charged Richard Bloomfield with five counts of insider dealing. The FCA alleges that...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Priority between loss reliefs in loss making companiesWhy does it matter?A company that is a member of a group and has incurred any of the types of losses available for surrender by way of group relief may, without any further rules, have more than one way in which to use the loss. There are a
What is the difference between an appeal and a review?What is an appeal?An appeal in insolvency proceedings is no different to an appeal in normal litigation. An appeal will be allowed only if the appeal court is satisfied that the decision of the lower court was 'wrong' or 'unjust because of a
Late payment penalties—inheritance taxWhile interest often accrues on overdue tax, the late payment of certain taxes may also attract a penalty. For information on the interest accruing on overdue tax, see Practice Notes: IHT—payment deadlines on death—Interest on IHT and Interest on late paid
Glossary—Latin legal termsDespite attempts in recent years to simplify the language used in legal cases, there are still a number of Latin phrases commonly used in personal injury claims. The following Latin phrases are listed in alphabetical order:Latin
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