Navigate the complexities of prudential regulation effectively with our comprehensive guidance. Designed for seasoned legal professionals in financial services, this resource provides essential insights into capital adequacy, risk management, and regulatory compliance. Stay informed on the latest standards and best practices to ensure your clients meet stringent prudential requirements confidently.
A round-up of financial services developments, including (among other things) Report on EU banking competitiveness calls for integration and reduced...
The Financial Conduct Authority (FCA) has announced that Christopher Woolcott has pleaded guilty to four counts of fraud and forgery after creating a...
A round-up of financial services developments, including (among other things) EU CRR: Commission Delegated Regulation making temporary adjustments to...
This week's edition of Financial Services weekly highlights includes: FCA holds joint session with MoD on defence, security and resilience; Prospectus...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Priority between loss reliefs in loss making companiesWhy does it matter?A company that is a member of a group and has incurred any of the types of losses available for surrender by way of group relief may, without any further rules, have more than one way in which to use the loss. There are a
What is the difference between an appeal and a review?What is an appeal?An appeal in insolvency proceedings is no different to an appeal in normal litigation. An appeal will be allowed only if the appeal court is satisfied that the decision of the lower court was 'wrong' or 'unjust because of a
Can shares in a limited company that have not been paid-up at all be cancelled?A limited company having a share capital may not alter that share capital, except in the ways listed in section 617 of the Companies Act 2006 (CA 2006). Shares in a company cannot simply be cancelled without following an
Glossary—Latin legal termsDespite attempts in recent years to simplify the language used in legal cases, there are still a number of Latin phrases commonly used in personal injury claims. The following Latin phrases are listed in alphabetical order:Latin termDefinitionMeaningActa iure imperiiLegal
0330 161 1234