CRD IV and CRR

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EU courts told to let Iranian companies use sanction blocking law

The following Corporate Crime news provides comprehensive and up to date legal information on EU courts told to let Iranian companies use sanction blocking law

FCA looks to challenge Amigo Loans’ restructuring plan

The following Banking & Finance news provides comprehensive and up to date legal information on FCA looks to challenge Amigo Loans’ restructuring plan

FCA to review regulatory extension scheme after Greensill

The following Financial Services news provides comprehensive and up to date legal information on FCA to review regulatory extension scheme after Greensill

Financial Services weekly highlights—13 May 2021

The following Financial Services news provides comprehensive and up to date legal information on Financial Services weekly highlights—13 May 2021

Featured Financial Services content

What is credit and what is a regulated consumer credit agreement?

Scope of this Practice NoteThere are several factors to consider when deciding whether or not a credit agreement is regulated under the regulatory...

Impact of Brexit: Solvency II—quick guide

This Solvency II quick guide details current UK legislation and retained EU legislation in relation to prudential insurance requirements that will be...

MiFID I—Transaction reporting

This Practice Note provides an overview of the transaction reporting requirements that existed under the Markets in Financial Instruments Directive...

The impact of Brexit on the MiFID II regime

This Practice Note provides information relating to the impact of Brexit on the recast Markets in Financial Instruments Directive (Directive...

Practice notes

Second Wire Transfer Regulation (WTR2)—essentials

Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...

9th Nov

Practice notes

Entering into a consumer hire agreement as owner

BREXIT: The UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. To ensure...

9th Nov

Practice notes

European Venture Capital Funds (EuVECA) Regulation

BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...

9th Nov

Practice notes

UCITS VI

UCITS VIUCITS VI describes the European Commission's Consultation on Undertakings for Collective Investment in Transferable Securities issued 26th...

Produced in partnership with Andrew Henderson Partner, Eversheds Sutherland LLP 12th Jan

Practice notes

MLD4—key provisions for financial services firms—one minute guide

Brexit: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...

9th Nov

Practice notes

Recognised investment exchanges

Recognised investment exchangesA recognised investment exchange (RIE) is a UK recognised body under Part XVIII of the Financial Services and Markets...

9th Nov

In-house

Practice notes

Financial Conduct Authority—Principles for Businesses (PRIN)

This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial Conduct Authority (FCA). The Principles form part of the...

9th Nov

Practice notes

Financial Conduct Authority—objectives and principles

The role of the FCAThe Financial Conduct Authority (FCA) forms part of the regulatory structure for financial services firms. The FCA has a...

9th Nov

Practice notes

Accepting deposits

This Practice Note looks at the regulated activity of accepting deposits (often referred to as deposit taking). Accepting deposits is a key hallmark...

9th Nov

Practice notes

Application of the FCA's COBS 4 rules

Chapter 4 of the Financial Conduct Authority's (FCA) Conduct of Business sourcebook (COBS 4) contains the conduct of business requirements for...

9th Nov

Practice notes

Public censure by the FCA

Disciplinary powers of the FCAThe disciplinary powers of the Financial Conduct Authority (FCA) are found in Part XIV of the Financial Services and...

9th Nov

Practice notes

Regulatory capital—purpose, quantity and quality

Brexit; As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...

Produced in partnership with Morrison & Foerster LLP 12th Jan

Practice notes

Non-UCITS retail schemes (NURS)

BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...

Produced in partnership with Ms Elizabeth Budd of Pinsent Masons 12th Jan

Practice notes

The Single Rulebook

Background to the Single RulebookHistorically, the European Commission (Commission) favours using Directives (rather than Regulations) to set out its...

Produced in partnership with DLA Piper 12th Jan

Practice notes

Insurance conduct regulation—COBS and ICOBS

The Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of business by a regulated firm relevant to...

9th Nov

Practice notes

What is electronic money?

BREXIT: UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. For further...

9th Nov

Most recent CRD IV and CRR content

Practice notes

Review of the EU prudential framework for investment firms

Review of the EU prudential framework for investment firmsOn 20 December 2017, the European Commission proposed an overhaul of the prudential regime...

15th May

Practice notes

CRD IV—essentials

CRD IV—essentialsThis Practice Note introduces key concepts in the EU’s package of prudential measures, the Capital Requirements Directive IV...

15th May

Practice notes

CRD IV/CRR—Remuneration requirements

CRD IV/CRR—Remuneration requirementsThis Practice Note discusses both (1) the EU remuneration provisions under the Capital Requirements Directive...

15th May

Practice notes

Quick Look Brexit Financial Services Legislation Status Guide—CRD IV and CRD V

Quick Look Brexit Financial Services Legislation Status Guide—CRD IV and CRD VThis Quick Look Brexit Financial Services Legislation Status Guide...

15th May

Brexit

Practice notes

Coronavirus (COVID-19)—EU capital markets recovery package

Coronavirus (COVID-19)—EU capital markets recovery packageThis Practice Note summarises the new capital markets recovery package of measures proposed...

15th May

COVID-19

Practice notes

The EU banking package—CRD V, CRR II, BRRD II and SRMR II

The EU banking package—CRD V, CRR II, BRRD II and SRMR IIA package of legislation intended to reduce risks in the EU banking sector, known as the...

15th May

Practice notes

Quick Look Brexit Financial Services Legislation Status Guide—CRR

Quick Look Brexit Financial Services Legislation Status Guide—CRRThis Quick Look Brexit Financial Services Legislation Status Guide provides...

15th May

Brexit

Practice notes

Impact of Brexit: CRR and prudential regulation—quick guide

Impact of Brexit: CRR and prudential regulation—quick guideThis Brexit Capital Requirements Regulation (EU) 575/2013 (EU CRR) quick guide details UK...

15th May

Brexit

Practice notes

Coronavirus (COVID-19)—targeted EU banking package

Coronavirus (COVID-19)—targeted EU banking packageThis Practice Note summarises the new targeted banking package of measures proposed by the European...

15th May

COVID-19

Practice notes

Basel Accord [Archived]

Basel Accord [Archived]BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...

Produced in partnership with Morrison & Foerster 15th May

Practice notes

Regulatory capital treatment of securitisations under CRR and Solvency II

Regulatory capital treatment of securitisations under CRR and Solvency IIIn each section of this Practice Note, links are given to the relevant...

15th May

Q&As

Regarding the Capital Requirements Regulation (CRR) (EU Regulation 575/2013) is there a transition period for banks to comply in relation to subordinated loan agreements that are covered by article 63 of the Regulation?

CRR transitional provisionsThe transitional provisions of the Capital Requirements Regulation (CRR) (Regulation 575/2013) are set out in Part Ten of...

15th Feb

Q&As

Will the UK remain a signatory to the Basle Capital Convergence Agreement of July 1988 post Brexit?

The Basel Accords—Basel I, II and IIIThe Basle (or Basel) Capital Convergence Agreement of July 1988, is the original text of the first Basel Capital...

28th Nov

Brexit