Prudential requirements for banks and mutual societies

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Ex-UBS trader Hayes cannot appeal Libor-rigging conviction

The following Corporate Crime news provides comprehensive and up to date legal information on Ex-UBS trader Hayes cannot appeal Libor-rigging conviction

Trade finance firms under pressure after stern warnings to improve financial crime controls

The following Financial Services news provides comprehensive and up to date legal information on Trade finance firms under pressure after stern warnings to improve financial crime controls

High Court approves Part VII transfer of £12bn annuity business from the Pru to Rothesay, second time round (Prudential Assurance Company Ltd and In the Matter of Rothesay Life plc)

MPs urged to resist gold-plating rules to encourage fintech

The following Banking & Finance news provides comprehensive and up to date legal information on MPs urged to resist gold-plating rules to encourage fintech

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MiFID I—Transaction reporting

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The European Social Entrepreneurship Funds (EuSEF) Regulation

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Financial Services Act 2012

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Practice notes

Tied agents

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Practice notes

Consumer credit—essentials

Consumer credit—essentialsThe FCA consumer credit regimeOn 1 April 2014, the Financial Conduct Authority (FCA) assumed responsibility for consumer...

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Practice notes

Overview of UK implementation of the Consumer Credit Directive

Overview of UK implementation of the Consumer Credit DirectiveBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...

Produced in partnership with Sam Millar of DLA Piper and Tony Katz of DLA Piper 16th Nov

Practice notes

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Practice notes

USA—Insider trading

USA—Insider tradingThe restriction on insider tradingWhat is insider trading?Insider trading is usually associated with illegal conduct. However, the...

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Practice notes

Interaction between the PRA, FCA and FPC

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Practice notes

Conduct Rules for SM&CR Firms

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Practice notes

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Practice notes

Whistleblowing Directive—timeline

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Practice notes

Payment Systems Regulator—establishment, constitution and remit

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Practice notes

Prudential Regulation Authority—Proactive Intervention Framework

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