Banking regulation essentials

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Practice notes
Disciplinary powers of the FCAThe disciplinary powers of the Financial Conduct Authority (FCA) are found in Part XIV of the Financial Services and...
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9th Nov
Practice notes
Chapter 4 of the Financial Conduct Authority's (FCA) Conduct of Business sourcebook (COBS 4) contains the conduct of business requirements for...
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9th Nov
Practice notes
The Basel Committee on Banking Supervision (BCBS), consisting of the central banks of governors of the so-called G10 countries (Belgium, Canada,...
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Produced in partnership with Morrison & Foerster LLP 12th Jan
Practice notes
This Practice Note looks at key aspects of consumer protection within the UK financial services regulatory system. The UK’s regulatory structure,...
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9th Nov
Practice notes
On 10 June 2015, the Fair and Effective Markets Review (FEMR) published its final report. Running to 106 pages, the report covers a wide range of...
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9th Nov
Practice notes
Recognised investment exchangesA recognised investment exchange (RIE) is a UK recognised body under Part XVIII of the Financial Services and Markets...
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9th Nov
Practice notes
Brexit: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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9th Nov
Practice notes
BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
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9th Nov
Practice notes
BREXIT: The UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. To ensure...
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9th Nov
Practice notes
Authorisation of an authorised unit trust (AUT)What is an AUT?A unit trust is a type of collective investment scheme (CIS) in which the assets are...
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9th Nov
Practice notes
The debt sale and purchase market in the UKThe debt sale and purchase market has for some time been very active throughout the UK. It is an important...
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9th Nov
Practice notes
Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
Read More >
9th Nov
Practice notes
This Practice Note provides information relating to the impact of Brexit on the recast Markets in Financial Instruments Directive (Directive...
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9th Nov
Practice notes
This Practice Note provides an overview of the transaction reporting requirements that existed under the Markets in Financial Instruments Directive...
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9th Nov
Practice notes
This Solvency II quick guide details current UK legislation and retained EU legislation in relation to prudential insurance requirements that will be...
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9th Nov
Practice notes
Scope of this Practice NoteThere are several factors to consider when deciding whether or not a credit agreement is regulated under the regulatory...
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9th Nov

Most recent Banking regulation essentials content

Practice notes
This Practice Note looks at the regulated activity of accepting deposits (often referred to as deposit taking). Accepting deposits is a key hallmark...
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11th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Greece published as part of the Lexology Getting the Deal...
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8th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Germany published as part of the Lexology Getting the Deal...
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8th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in United Kingdom published as part of the Lexology Getting the...
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8th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Ireland published as part of the Lexology Getting the Deal...
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8th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Hungary published as part of the Lexology Getting the Deal...
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8th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Italy published as part of the Lexology Getting the Deal...
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8th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Luxembourg published as part of the Lexology Getting the Deal...
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8th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Austria published as part of the Lexology Getting the Deal...
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8th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Sweden published as part of the Lexology Getting the Deal...
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8th Apr
Practice notes
DefinitionIssuing electronic money is a regulated activity under regulation 9B of the Financial Services and Markets Act 2000 (Regulated Activities)...
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30th Mar
Practice notes
A package of legislation intended to reduce risks in the EU banking sector, known as the ‘banking package’, was published in the Official Journal of...
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30th Mar
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in India published as part of the Lexology Getting the Deal...
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1st Mar
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in South Africa published as part of the Lexology Getting the Deal...
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1st Mar
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Lebanon published as part of the Lexology Getting the Deal...
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1st Mar
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Singapore published as part of the Lexology Getting the Deal...
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1st Mar
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Monaco published as part of the Lexology Getting the Deal...
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1st Mar
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in China published as part of the Lexology Getting the Deal...
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1st Mar
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Japan published as part of the Lexology Getting the Deal...
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1st Mar
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Andorra published as part of the Lexology Getting the Deal...
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1st Mar

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