Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
CORONAVIRUS (COVID-19): The FCA has issued a statement setting out its expectations on complaints handling by firms during the coronavirus pandemic....
SM&CR—FCA and PRA Fitness and Propriety requirementsThe Senior Managers & Certification Regime (SM&CR) is the Financial Conduct Authority’s (FCA) and...
Unregulated collective investment schemes—essentialsWhat are unregulated collective investment schemes?In the UK, an unregulated collective investment...
COBS 4—exemptions in relation to UCIS and close substitutesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Banking regulation—Switzerland—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Switzerland published...
Banking regulation—Sweden—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Sweden published as part of...
Banking regulation—Greece—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Greece published as part of...
Banking regulation—Ireland—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Ireland published as part...
Banking regulation—Luxembourg—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Luxembourg published as...
Banking regulation—Lebanon—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Lebanon published as part...
Banking regulation—Monaco—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Monaco published as part of...
Banking regulation—Andorra—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to banking regulation in Andorra published as part...
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