Market abuse and stabilisation

Market abuse and stabilisation guidance:

This Practice Note considers the obligations regarding the disclosure and control of inside information under the Market Abuse Regulation (EU) No 596/2014 (Market Abuse...

Practice Note

This Practice Note focuses on the disclosures required in respect of transactions by a person discharging managerial responsibility (PDMR) and persons closely associated...

Practice Note

Background The Market Abuse Directive (2003/6/EC, commonly referred to as 'MAD') was adopted in 2003 and established a legal framework throughout the European Union (EU)...

Practice Note

This Practice Note considers the obligation of an issuer who issues or proposes to issue financial instruments which are within the scope of the Market Abuse Regulation...

Practice Note

Market Abuse Regulation—background and purpose This Practice Note explains the key features of Regulation (EU) 596/2014 (the Market Abuse Regulation), which repealed and...

Practice Note

What is the objective of the Market Abuse Regulation? The Market Abuse Regulation (EU) 596/2014 (Market Abuse Regulation) introduced an updated and strengthened EU market...

Practice Note

This Practice Note provides an overview of the offence of insider dealing as prescribed by the Market Abuse Regulation (EU) 596/2014 (Market Abuse Regulation). Brexit...

Practice Note

What is the definition of a market sounding? Recital 32 and Article 11(1) of the Market Abuse Regulation set out the definition of 'market sounding' as the communication...

Practice Note

The Market Abuse Regulation established a common regulatory framework on market abuse, as well as measures to prevent market abuse to ensure the integrity of the EU...

Practice Note

This Practice Note provides a quick guide to the key elements the unlawful disclosure of inside information provisions of Regulation (EU) 596/2014 (the Market Abuse...

Practice Note

This Practice Note considers the nature and purpose of stabilisation, the process of stabilisation, the potential offences that may arise when carrying out stabilisation...

Practice Note

Background to the UK implementation of the Market Abuse Regulation The Market Abuse Regulation came into effect on 3 July 2016. It aims to increase market integrity and...

Practice Note