UK and EU FS regulation—essentials

This Overview is a guide to the Financial Services content within the UK and EU financial services regulation essentials subtopic, with links to the appropriate materials.

The Financial Services team's UK and EU financial services regulation Essentials are a series of Practice Notes containing comprehensive overviews of key UK and EU financial services regulation covering all major points of interest and recent developments.

The Essentials Practice Notes listed below serve as 'feeder notes' to further practical guidance and news content. As well as being listed in the UK and EU financial services regulation essentials subtopic, they are also located in the relevant subtopic in the Financial Services topic tree alongside (as indicated below) together with additional content.

EU-derived Financial Services 'essentials' Practice Notes

The EU-derived Essentials Practice Notes listed below contain links to additional content.

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UK regulation of alternative investment fund managers—essentials—find this Practice Note, along with further information on the Alternative Investment Fund Managers Directive (AIFMD), in Financial Services AIFM regime—overview
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EU Bank Recovery and Resolution Directive (EU BRRD)—essentials—find this Practice Note, along with further information on the BRRD,

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Latest Financial Services News

EPC publishes EDS Onboarding and Registration Guide

The European Payments Council (EPC) has released an EDS Onboarding and Registration Guide, offering step-by-step instructions on how the Verification of Payee (VOP) scheme participants and Routing and/or Verification Mechanism (RVM) can register for using the EPC Directory Service (EDS) via the EDS Graphical User Interface (GUI) and Application Programming Interfaces (APIs).

Financial Services—other developments (30/4/2025)

A round-up of other developments, which have not been covered in full by the LexisNexis Financial Services practical guidance team but may nevertheless be of interest.

EBA consults on RTS for real estate risk weights

The European Banking Authority (EBA) is consulting on draft amending regulatory technical standards (RTS) on the types of factors to be considered by national authorities in assessing the appropriateness of real estate risk weights. The review is driven by the revised Capital Requirements Regulation (EU CRR3), which confers a new mandate on the EBA. Responses are sought by 30 May 2025.

BoE speech on bulk purchase annuity sector priorities

The Bank of England (BoE) has published a speech by its executive director of insurance supervision, Gareth Truran, at the 22nd Westminster and City Annual Bulk Annuities Conference. Truran sets out three priorities for the bulk purchase annuity (BPA) sector: supporting investment, maintaining resilience, and improving transparency. Truran addresses the PRA’s early experience of Solvency UK, focusing on reforms to the Matching Adjustment (MA) regime and to PRA changes to its supervisory engagement including a dedicated MA Permissions Team which aims reach decisions on MA applications quickly and efficiently. Truran also addresses the PRA’s engagement with the National Wealth Fund and its proposed investment accelerator.

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