Threshold conditions under FSMA 2000This Practice Note provides a summary of the threshold conditions that apply to authorised firms, including firms...
FCA—training and competenceBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
EMIR REFIT and EMIR 2.2 roadmapRegulation (EU) 2019/834 (OJ L 141/42) (EU EMIR REFIT) was published in the Official Journal of the EU on 28 May 2019...
Public censure by the FCALexis®PSL Financial Services FCA/PRA Enforcement Database: This incorporates detailed information on all substantive FCA and...
Financial sanctions compliance—examples of good (and poor) practiceThe Financial Conduct Authority (FCA) has provided some examples of good practice...
UK sanctions regimes currently in forceThis Practice Note provides information on UK sanctions regimes currently in force, including regimes under the...
The EU and US Sanctions RegimesThis Practice Note considers:•EU sanctions•sanctions in the US, and•the similarities and differences between the EU and...
The financial sanctions regime—common misconceptionsThe financial sanctions regime remains a myth to some organisations. You need to understand that...
Financial sanctions regimes in other jurisdictionsIt is important to consider financial sanctions imposed by other jurisdictions and what impact these...
In-house lawyers—risk management—financial services How to use this Practice NoteThe terms and definitions used in this Practice Note match those used...
Challenging UK sanctions designations under SAMLA 2018This Practice Note explains the UK domestic sanctions regime under the Sanctions and Anti-Money...
The UK sanctions framework under SAMLA 2018 This Practice Note explains the UK financial sanctions and trade sanctions regime under the Sanctions and...
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