Financial crime—market abuse

Financial crime—market abuse guidance:

Insider dealing—the criminal offence Insider dealing is the use of sensitive or privileged information that has not yet been released to the public in order to take...

Practice Note

The law relating to insider dealing is contained in Part V of the Criminal Justice Act 1993 (CJA 1993). The offences contained in CJA 1993 are criminal offences and exist...

Practice Note

Insider dealing is the use of sensitive or privileged information that has not yet been released to the public to take advantage of the market. When someone in possession...

Practice Note

Please note that the contents of this Practice Note reflect the former market abuse regime in effect in the UK under the Market Abuse Directive (2003/6/EC)...

Practice Note

Please note that the contents of this Practice Note reflect the former market abuse regime in effect in the UK under the Market Abuse Directive (2003/6/EC) (MAD) that was...

Practice Note

BREXIT: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has entered an...

Practice Note

BREXIT: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has entered an...

Practice Note

BREXIT: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has entered an...

Practice Note

What is the definition of a market sounding? Recital 32 and Article 11(1) of the Market Abuse Regulation set out the definition of 'market sounding' as the communication...

Practice Note

The Market Abuse Regulation established a common regulatory framework on market abuse, as well as measures to prevent market abuse to ensure the integrity of the EU...

Practice Note

BREXIT: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has entered an...

Practice Note

Please note that the contents of this Practice Note reflect the former market abuse regime in effect in the UK under the Market Abuse Directive (2003/6/EC) (MAD) that was...

Practice Note

What is share ramping? Share ramping is a form of illegal market abuse that involves talking up the price of particular shares in order to mislead the market. It is also...

Practice Note

What is spread betting? A spread bet is a bet on the future performance of a number of financial markets, including indices, shares, currencies and commodities, but it...

Practice Note