Anti-money laundering and counter-terrorist financing—issues for financial services firms

View Financial Services by content type:

Latest Financial Services News

Featured Financial Services content

Practice notes
BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
Read More >
Produced in partnership with Ms Elizabeth Budd of Pinsent Masons 12th Jan
Practice notes
Brexit; As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
Read More >
Produced in partnership with Morrison & Foerster LLP 12th Jan
Practice notes
Disciplinary powers of the FCAThe disciplinary powers of the Financial Conduct Authority (FCA) are found in Part XIV of the Financial Services and...
Read More >
9th Nov
Practice notes
This Practice Note looks at the regulated activity of accepting deposits (often referred to as deposit taking). Accepting deposits is a key hallmark...
Read More >
9th Nov
Practice notes
The role of the FCAThe Financial Conduct Authority (FCA) forms part of the regulatory structure for financial services firms. The FCA has a...
Read More >
9th Nov
Practice notes
This Practice Note looks at key aspects of consumer protection within the UK financial services regulatory system. The UK’s regulatory structure,...
Read More >
9th Nov
Practice notes
Brexit: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
Read More >
9th Nov
Practice notes
UCITS VIUCITS VI describes the European Commission's Consultation on Undertakings for Collective Investment in Transferable Securities issued 26th...
Read More >
Produced in partnership with Andrew Henderson Partner, Eversheds Sutherland LLP 12th Jan
Practice notes
BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
Read More >
9th Nov
Practice notes
BREXIT: The UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. To ensure...
Read More >
9th Nov
Practice notes
Authorisation of an authorised unit trust (AUT)What is an AUT?A unit trust is a type of collective investment scheme (CIS) in which the assets are...
Read More >
9th Nov
Practice notes
Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
Read More >
9th Nov
Practice notes
This Practice Note provides information relating to the impact of Brexit on the recast Markets in Financial Instruments Directive (Directive...
Read More >
9th Nov
Practice notes
This Practice Note provides an overview of the transaction reporting requirements that existed under the Markets in Financial Instruments Directive...
Read More >
9th Nov
Practice notes
This Solvency II quick guide details current UK legislation and retained EU legislation in relation to prudential insurance requirements that will be...
Read More >
9th Nov
Practice notes
Scope of this Practice NoteThere are several factors to consider when deciding whether or not a credit agreement is regulated under the regulatory...
Read More >
9th Nov

Most recent Anti-money laundering and counter-terrorist financing—issues for financial services firms content

Practice notes
This Practice Note outlines counter-terrorist financing provisions (CTF), including the offences and obligations contained in the Terrorism Act 2000...
Read More >
9th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in United Kingdom published as part of the Lexology Getting the...
Read More >
9th Apr
Practice notes
Money laundering offences—an introductionMoney laundering is the process by which the proceeds of crime are converted into assets which appear to have...
Read More >
Produced in partnership with Jessica Parker of Corker Binning 9th Apr
Practice notes
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
Read More >
Produced in partnership with Michael Potts of Byrne and Partners LLP 9th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in Italy published as part of the Lexology Getting the Deal...
Read More >
9th Apr
Practice notes
Tipping off and prejudicing an investigationIt would undermine the benefit to the authorities if, a suspicious activity report (SAR) having been made,...
Read More >
9th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in Germany published as part of the Lexology Getting the Deal...
Read More >
9th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in Greece published as part of the Lexology Getting the Deal...
Read More >
9th Apr
Practice notes
Failure to disclose offences under the Proceeds of Crime Act 2002There are four separate offences relating to the failure to disclose information...
Read More >
Produced in partnership with Jessica Parker of Corker Binning 9th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in Denmark published as part of the Lexology Getting the Deal...
Read More >
9th Apr
Practice notes
This Practice Note discusses the two ‘failure to prevent’ corporate criminal offences created by the Criminal Finances Act 2017 (CFA 2017):•CFA 2017,...
Read More >
Produced in partnership with Rhys Meggy of QEB Hollis Whiteman 9th Apr
Practice notes
This Practice Note contains a jurisdiction-specific Q&A guide to anti-money laundering in France published as part of the Lexology Getting the Deal...
Read More >
9th Apr
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Australia; Denmark; France; Germany; Greece; Hong Kong; India; Italy;...
Read More >
9th Apr
Practice notes
The Second Wire Transfer Regulation (EU) 2015/847 (WTR2), also known as the Funds Transfer Regulation (FTR), entered into force on 26 June 2017,...
Read More >
8th Apr
Practice notes
Brexit: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
Read More >
8th Apr
Practice notes
Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
Read More >
8th Apr
Practice notes
This Brexit quick guide considers measures under the European Union (Withdrawal) Act 2018 (EU(W)A 2018) (as amended by the European Union (Withdrawal...
Read More >
8th Apr
Practice notes
BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered into following the...
Read More >
8th Apr
Practice notes
Organisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017), SI...
Read More >
29th Mar
Practice notes
FORTHCOMING CHANGE: The Sanctions and Anti-Money Laundering Act 2018 (SAMLA 2018), which received Royal Assent on 23 May 2018, provides a power for...
Read More >
Produced in partnership with Michael Potts of Byrne and Partners LLP 25th Mar

Popular documents