Anti-bribery—issues for financial services firms

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FCA regulation of claims management companies—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001This Practice Note seeks to explain the types of agreements...
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Overview of UK implementation of the Consumer Credit DirectiveBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
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Practice notes
Part VII Transfer of Banking BusinessSummaryAs noted in Practice Note: Insurance business transfer schemes, a regime for transferring portfolios of...
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Most recent Anti-bribery—issues for financial services firms content

Practice notes
FCA financial crime guidance: FCG, FCTR and supporting materialsThis Practice Note explains the constituent parts of the Financial Conduct Authority...
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Market Intelligence—Anti-CorruptionJurisdictions coveredThe following jurisdictions are covered in this report:Australia; Brazil; China; France;...
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31st Jul
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Anti-bribery and corruption—charitable and political donationsCharitable and political donations can give rise to higher risks of bribery and...
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31st Jul
Practice notes
Systems and controls to prevent bribery The Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It is aimed at preventing corruption in...
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31st Jul
Practice notes
Anti-corruption regulation—Turkey—Q&A guide [Archived, 2020 edition]ARCHIVED: This Practice Note has been archived and is not maintained. This...
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The Bribery Act 2010—an introductory guideThe Bribery Act 2010 (BA 2010) was passed to ensure the UK’s compliance with the Organisation for Economic...
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Practice notes
Anti-corruption regulation—Italy—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-corruption regulation in Italy...
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30th Jul
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Anti-corruption regulation—Portugal—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-corruption regulation in Portugal...
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Anti-corruption regulation—Switzerland—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-corruption regulation in...
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Anti-corruption regulation—United Arab Emirates—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-corruption regulation...
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Anti-corruption regulation—United Kingdom—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-corruption regulation in...
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Anti-corruption regulation—Mexico—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-corruption regulation in Mexico...
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Anti-corruption regulation—Japan—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-corruption regulation in Japan...
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Anti-corruption regulation—Russia—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-corruption regulation in Russia...
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Practice notes
Failing to prevent briberyCorporate criminal liability for bribery—section 7 of the Bribery Act 2010This offence can only be committed by relevant...
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30th Jul
Practice notes
Anti-corruption regulation—Hong Kong—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to anti-corruption regulation in Hong Kong...
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30th Jul
Practice notes
Anti-corruption regulation—Brazil—Q&A guide [Archived, 2020 edition]ARCHIVED: This Practice Note has been archived and is not maintained. This...
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Practice notes
Agents and other intermediariesAn agent is a person who performs services for or on behalf of a commercial organisation. The use of agents will...
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Produced in partnership with Joanna Dimmock of White & Case 30th Jul
Practice notes
FCPA—who it applies to and what it prohibits (US)What is the FCPA and what does it prohibit?The Foreign and Corrupt Practices Act (FCPA) was enacted...
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