Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
SM&CR—Statements of Responsibility (SoRs)Banks, building societies, credit unions, PRA-regulated investment firms and insurers are required to file a...
EMIR REFIT and EMIR 2.2 roadmapRegulation (EU) 2019/834 (OJ L 141/42) (EU EMIR REFIT) was published in the Official Journal of the EU on 28 May 2019...
The Single RulebookBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered...
Unregulated collective investment schemes—essentialsWhat are unregulated collective investment schemes?In the UK, an unregulated collective investment...
Equity derivatives—Norway—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to equity derivatives in Norway published as part of...
Equity derivatives—France—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to equity derivatives in France published as part of...
Equity derivatives—Germany—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to equity derivatives in Germany published as part...
Equity derivatives—Mexico—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to equity derivatives in Mexico published as part of...
Equity derivatives—Switzerland—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to equity derivatives in Switzerland published...
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