Brexit—derivatives

View Financial Services by content type:

News

Practice notes

Precedents

Q&As

Latest Financial Services News

FCA probes Monzo bank over potential AML breaches

The following Corporate Crime news provides comprehensive and up to date legal information on FCA probes Monzo bank over potential AML breaches

Lloyd’s Europe’s operations highlight challenges for UK insurers

The following EU Law news provides comprehensive and up to date legal information on Lloyd’s Europe’s operations highlight challenges for UK insurers

Ireland—business interruption disputes focus of 17 percent of ombudsman claims

The following EU Law news provides comprehensive and up to date legal information on Ireland—business interruption disputes focus of 17 percent of ombudsman claims

European Union and UK government initiatives on money laundering and terrorism finance

The following Corporate Crime news provides comprehensive and up to date legal information on European Union and UK government initiatives on money laundering and terrorism finance

Featured Financial Services content

Multilateral Trading Facilities (MTFs)

Multilateral Trading Facilities (MTFs)BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...

What is credit and what is a regulated consumer credit agreement?

What is credit and what is a regulated consumer credit agreement?Scope of this Practice NoteThere are several factors to consider when deciding...

Threshold conditions under FSMA 2000

Threshold conditions under FSMA 2000This Practice Note provides a summary of the threshold conditions that apply to authorised firms, including firms...

Application of the FCA's COBS 4 rules

Application of the FCA's COBS 4 rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...

Practice notes

Consumer protection—FCA and other regulatory requirements

Consumer protection—FCA and other regulatory requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...

19th May

Practice notes

Remuneration Code for BIPRU firms

Remuneration Code for BIPRU firmsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...

19th May

Practice notes

Financial Ombudsman Service—time limits

Financial Ombudsman Service—time limitsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...

19th May

Practice notes

Mortgage and home finance conduct of business—responsible lending, charges and arrears requirements

Mortgage and home finance conduct of business—responsible lending, charges and arrears requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP...

19th May

Practice notes

OEIC and ICVC authorisation and winding-up

OEIC and ICVC authorisation and winding-upBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...

Produced in partnership with Macfarlanes 19th May

Practice notes

Financial Ombudsman Service—eligible complainants

Financial Ombudsman Service—eligible complainantsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...

19th May

Practice notes

FCA regulation of claims management companies—essentials

FCA regulation of claims management companies—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...

Produced in partnership with Nicholas Thompsell of Fieldfisher 19th May

Practice notes

PRA-regulated activities and the scope of PRA regulation

PRA-regulated activities and the scope of PRA regulationAs a result of the 2008 banking crisis, the government made a number of changes to the UK...

19th May

Practice notes

Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001

Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001This Practice Note seeks to explain the types of agreements...

Produced in partnership with Rebecca Kellner of Orrick, Herrington & Sutcliffe and Jacqui Hatfield of Orrick, Herrington & Sutcliffe 19th May

Practice notes

FCA client classification requirements

FCA client classification requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...

19th May

Practice notes

EMIR REFIT and EMIR 2.2 roadmap

EMIR REFIT and EMIR 2.2 roadmapRegulation (EU) 2019/834 (OJ L 141/42) (EU EMIR REFIT) was published in the Official Journal of the EU on 28 May 2019...

19th May

Practice notes

The Financial Services Compensation Scheme

The Financial Services Compensation SchemeBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...

Produced in partnership with Honor Levy of LexisNexis 19th May

Practice notes

Public censure by the FCA

Public censure by the FCALexis®PSL Financial Services FCA/PRA Enforcement Database: This incorporates detailed information on all substantive FCA and...

19th May

Practice notes

Recognised investment exchanges

Recognised investment exchangesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...

19th May

In-house

Practice notes

FCA inducements rules

FCA inducements rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...

19th May

Practice notes

Financial Conduct Authority—authorisation

Financial Conduct Authority—authorisationBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...

19th May

Most recent Brexit—derivatives content

Practice notes

The impact of Brexit on the MiFID II regime

The impact of Brexit on the MiFID II regimeThis Practice Note provides information relating to the impact of Brexit on the recast Markets in Financial...

31st Jul

Brexit

Practice notes

Brexit and financial services—the temporary permissions regime (TPR)

Brexit and financial services—the temporary permissions regime (TPR)This Practice Note considers the Financial Conduct Authority (FCA) and Prudential...

31st Jul

Brexit

Practice notes

Brexit—Financial Services—Statutory Instruments (SI) tracker

Brexit—Financial Services—Statutory Instruments (SI) trackerThis tracker lists all Brexit-related financial services statutory instruments (SIs),...

31st Jul

Brexit

Practice notes

Brexit—impact on financial services

Brexit—impact on financial services.This Practice Note provides information relating to the impact of Brexit on financial services, including the loss...

31st Jul

Brexit

Practice notes

Financial Services passporting, third country status and equivalence in the UK post-Brexit

Financial Services passporting, third country status and equivalence in the UK post-BrexitBrexit and financial servicesThis note provides and overview...

31st Jul

Brexit

Practice notes