LEXISNEXIS_ICON4_SIGNIN Contact us
Sign-in LEXISNEXIS_ICONS_SUPPORTHelp

Brexit—derivatives

View Financial Services by content type:

News
Practice notes
Precedents
Q&As

Latest Financial Services News

AIFMD II—an evolution not a revolution at round 1

AIFMD II—an evolution not a revolution at round 1

The following Financial Services news provides comprehensive and up to date legal information on AIFMD II—an evolution not a revolution at round 1

Financial Services weekly highlights—25 November 2021

Financial Services weekly highlights—25 November 2021

The following Financial Services news provides comprehensive and up to date legal information on Financial Services weekly highlights—25 November 2021

FCA urged to take a tougher line on demutualisation

FCA urged to take a tougher line on demutualisation

The following Financial Services news provides comprehensive and up to date legal information on FCA urged to take a tougher line on demutualisation

Many crypto companies are failing to meet AML rules, FCA says

Many crypto companies are failing to meet AML rules, FCA says

The following Corporate Crime news provides comprehensive and up to date legal information on Many crypto companies are failing to meet AML rules, FCA says

Featured Financial Services content

MiFID I—Transaction reporting

MiFID I—Transaction reporting

MiFID I—Transaction reportingThis Practice Note provides an overview of the transaction reporting requirements that existed under the Markets in...

Financial Conduct Authority—powers

Financial Conduct Authority—powers

Financial Conduct Authority—powersBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...

Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001

Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001

Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001This Practice Note seeks to explain the types of agreements...

FCA best execution rules

FCA best execution rules

FCA best execution rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...

Practice notes

Prudential Regulation Authority—Fundamental Rules

Prudential Regulation Authority—Fundamental RulesBackground to the Fundamental RulesPrior to the creation of the Financial Conduct Authority (FCA) and...
Read More >
16th Nov
Practice notes

Insurance conduct of business—cancellation rights and claims handling

Insurance conduct of business—cancellation rights and claims handlingImplementation of the Insurance: Conduct of Business Sourcebook (ICOBS)On 6...
Read More >
16th Nov
Practice notes

The European Social Entrepreneurship Funds (EuSEF) Regulation

The European Social Entrepreneurship Funds (EuSEF) RegulationThe EuSEF regulatory frameworkThis Practice Note provides an overview of the European...
Read More >
16th Nov
Practice notes

Financial Services Act 2012

Financial Services Act 2012The Financial Services Act 2012 (FSA 2012) received Royal Assent on 19 December 2012 and went into effect on 1 April 2013....
Read More >
16th Nov
Practice notes

FCA inducements rules

FCA inducements rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
Read More >
16th Nov
Practice notes

Tied agents

Tied agentsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered into...
Read More >
16th Nov
Practice notes

Consumer credit—essentials

Consumer credit—essentialsThe FCA consumer credit regimeOn 1 April 2014, the Financial Conduct Authority (FCA) assumed responsibility for consumer...
Read More >
16th Nov
Practice notes

Overview of UK implementation of the Consumer Credit Directive

Overview of UK implementation of the Consumer Credit DirectiveBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
Read More >
Produced in partnership with Sam Millar of DLA Piper and Tony Katz of DLA Piper 16th Nov
Practice notes

Financial Services (Banking Reform) Act 2013—essentials

Financial Services (Banking Reform) Act 2013—essentialsThis Practice Note outlines the key changes to UK banking reform adopted through the Financial...
Read More >
16th Nov
Practice notes

Interaction between the PRA, FCA and FPC

Interaction between the PRA, FCA and FPCBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Read More >
16th Nov
Practice notes

USA—Insider trading

USA—Insider tradingThe restriction on insider tradingWhat is insider trading?Insider trading is usually associated with illegal conduct. However, the...
Read More >
16th Nov
Practice notes

Conduct Rules for SM&CR Firms

Conduct Rules for SM&CR FirmsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
Read More >
Produced in partnership with Mark Compton and Lauren Smith of Mayer Brown International LLP 16th Nov
Practice notes

Impact of Brexit: Insurance distribution—quick guide

Impact of Brexit: Insurance distribution—quick guideThis insurance distribution quick guide details current UK legislation and retained EU legislation...
Read More >
16th Nov
tag iconBrexit
Practice notes

Whistleblowing Directive—timeline

This Timeline outlines the key developments related to the proposed Directive on the protection of persons reporting breaches of Union law...
Read More >
16th Nov
Practice notes

Payment Systems Regulator—establishment, constitution and remit

Payment Systems Regulator—establishment, constitution and remitEstablishment of the PSRThe UK government commissioned in 1998 an independent review of...
Read More >
16th Nov
Practice notes

Prudential Regulation Authority—Proactive Intervention Framework

Prudential Regulation Authority—Proactive Intervention FrameworkBackgroundAs the prudential regulator for insurers, banks and also certain investment...
Read More >
16th Nov

Popular documents

What is a third party debt order (TPDO)?

What is a third party debt order (TPDO)?

What is a third party debt order (TPDO)?This Practice Note explains what a third party debt order (TPDO) (previously known as garnishee orders) is as a means of enforcing a judgment debt, with reference to CPR 72. The order directs a third party who owes money to the judgment debtor to pay that

Subrogation in insurance and reinsurance

Subrogation in insurance and reinsurance

Subrogation in insurance and reinsuranceWhat is the right of subrogation?In the context of insurance and reinsurance, the right of subrogation entitles an insurer or reinsurer, having indemnified the (re)insured, to ‘step into its shoes’ to bring an action in the (re)insured’s name. For the purpose

Nuisance and the rule in Rylands v Fletcher—common law liability for pollution

Nuisance and the rule in Rylands v Fletcher—common law liability for pollution

Private nuisancePrivate nuisance is an unlawful interference with a person's use or enjoyment of land or some right over or in connection with it. Interference must be unreasonable, and may be caused, eg by water, smoke, smell, fumes, gas, noise, heat or vibrations. Where the defendant has not

EL/PL claims in the portal—a practical guide (Stage 1)

EL/PL claims in the portal—a practical guide (Stage 1)

EL/PL claims in the portal—a practical guide (Stage 1)This Practice Note provides an overview of the Pre-Action Protocol for Low Value Personal Injury (Employers’ Liability and Public Liability) Claims from 31 July 2013 (the EL/PL protocol) in particular Stage 1 of the process. For guidance on Stage